Sigma Planning Corp’s Principal Financial Group PFG Stock Holding History

Sigma Planning Corp’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-2,062	Closed	-$222K	–	1414
2026 Q2	$222K	Buy	+2,062	New	+$209K	0.01%	1271
2023 Q3	–	Sell	-2,744	Closed	-$208K	–	1280
2023 Q2	$208K	Sell	2,744 -286	-9%	-$20.6K	0.01%	1085
2023 Q1	$225K	Buy	3,030 +9	+0.3%	+$764	0.01%	1124
2022 Q4	$254K	Buy	3,021 +39	+1%	+$3.35K	0.01%	1038
2022 Q3	$215K	Buy	+2,982	New	+$214K	0.01%	1092
2022 Q2	–	Sell	-3,150	Closed	-$231K	–	1395
2022 Q1	$231K	Buy	3,150 +6	+0.2%	+$434	0.01%	1175
2021 Q4	$227K	Buy	+3,144	New	+$219K	0.01%	1225
2021 Q2	–	Sell	-3,627	Closed	-$218K	–	1476
2021 Q1	$218K	Buy	+3,627	New	+$202K	0.01%	1158

Other funds holding PFG

KBC Group Brussels, Belgium $47.9B AUM 37.61% 1-Year Est. Return

Wedge Capital Management Charlotte, North Carolina $5.72B AUM 38.26% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $83.2B AUM 35.34% 1-Year Est. Return

Adams Diversified Equity Fund Baltimore, Maryland $3.3B AUM 38.12% 1-Year Est. Return

Assenagon Asset Management Senningerberg, Luxembourg $103B AUM 40.17% 1-Year Est. Return

New York State Teachers Retirement System (NYSTRS) Albany, New York $52.9B AUM 36.03% 1-Year Est. Return

ASR Vermogensbeheer Utrecht, Netherlands $10.1B AUM 30.4% 1-Year Est. Return

Goelzer Investment Management Carmel, Indiana $2.28B AUM 31.27% 1-Year Est. Return

Nisa Investment Advisors St. Louis, Missouri $34.7B AUM 25.93% 1-Year Est. Return

Sigma Planning Corp's PFG Position: Q3 2026 in Review

Sigma Planning Corp sold out of Principal Financial Group (PFG) in Q3 2026, closing a stake of 2,062 shares — an estimated $222K sold.

Sigma Planning Corp first reported a position in PFG in Q1 2021 and held it in 8 quarters. The position peaked at $254K in Q4 2022. 230 funds tracked by Wall St. Rank hold PFG as of Q3 2026.

Sigma Planning Corp reported no remaining Principal Financial Group position as of Q3 2026 after selling out during the quarter.
Sigma Planning Corp sold 2,062 Principal Financial Group shares in Q3 2026, an estimated $222K.
Sigma Planning Corp first reported a position in Principal Financial Group in Q1 2021 and held it in 8 quarters.
Sigma Planning Corp's Principal Financial Group position peaked at $254K in Q4 2022.
230 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.