Sigma Planning Corp’s Principal Financial Group PFG Stock Holding History

Sigma Planning Corp’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$222K	Buy	+2,062	New	+$209K	0.01%	1271
2023 Q3	–	Sell	-2,744	Closed	-$208K	–	1280
2023 Q2	$208K	Sell	2,744 -286	-9%	-$20.6K	0.01%	1085
2023 Q1	$225K	Buy	3,030 +9	+0.3%	+$764	0.01%	1124
2022 Q4	$254K	Buy	3,021 +39	+1%	+$3.35K	0.01%	1038
2022 Q3	$215K	Buy	+2,982	New	+$214K	0.01%	1092
2022 Q2	–	Sell	-3,150	Closed	-$231K	–	1395
2022 Q1	$231K	Buy	3,150 +6	+0.2%	+$434	0.01%	1175
2021 Q4	$227K	Buy	+3,144	New	+$219K	0.01%	1225
2021 Q2	–	Sell	-3,627	Closed	-$218K	–	1476
2021 Q1	$218K	Buy	+3,627	New	+$202K	0.01%	1158

Other funds holding PFG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Sigma Planning Corp's PFG Position: Q2 2026 in Review

Sigma Planning Corp opened a new position in Principal Financial Group (PFG) in Q2 2026: 2,062 shares worth $222K. The stake represents 0.01% of the portfolio and ranks #1271 among its holdings. This is a return to the name: Sigma Planning Corp previously reported a position in PFG as recently as Q2 2023.

Sigma Planning Corp first reported a position in PFG in Q1 2021 and has held it in 8 quarters since. The position peaked at $254K in Q4 2022. 957 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

Sigma Planning Corp held 2,062 shares of Principal Financial Group worth $222K as of Q2 2026.
Principal Financial Group was a new Sigma Planning Corp position in Q2 2026.
Principal Financial Group made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1271 holding.
Sigma Planning Corp first reported a position in Principal Financial Group in Q1 2021 and has held it in 8 quarters since.
Sigma Planning Corp's Principal Financial Group position peaked at $254K in Q4 2022.
957 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.