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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBIC icon
1176
iShares iBonds Oct 2026 Term TIPS ETF
IBIC
$76.8M
$220K 0.01%
8,591
-8,971
-51% -$231K
YDEC icon
1177
FT Vest International Equity Moderate Buffer ETF December
YDEC
$166M
$219K 0.01%
+8,375
New +$217K
CHRW icon
1178
C.H. Robinson
CHRW
$17.5B
$219K 0.01%
+1,363
New +$201K
XT icon
1179
iShares Future Exponential Technologies ETF
XT
$3.97B
$219K 0.01%
3,140
-46
-1% -$3.37K
PFEB icon
1180
Innovator US Equity Power Buffer ETF February
PFEB
$924M
$219K 0.01%
5,377
-50
-0.9% -$2K
SANM icon
1181
Sanmina
SANM
$10.9B
$219K 0.01%
+1,460
New +$216K
UGI icon
1182
UGI
UGI
$7.33B
$218K 0.01%
5,834
-1,067
-15% -$37.8K
NULG icon
1183
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
$218K 0.01%
2,231
-3
-0.1% -$296
PCAR icon
1184
PACCAR
PCAR
$70.1B
$217K 0.01%
+1,985
New +$203K
AJG icon
1185
Arthur J. Gallagher & Co
AJG
$63.6B
$216K 0.01%
836
-2,966
-78% -$785K
GPIQ icon
1186
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.37B
$216K 0.01%
+4,090
New +$216K
HUBB icon
1187
Hubbell
HUBB
$27.2B
$215K 0.01%
485
-76
-14% -$33.3K
FSEP icon
1188
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
$215K 0.01%
4,161
+55
+1% +$2.8K
SILJ icon
1189
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$214K 0.01%
7,731
-6,495
-46% -$160K
EOG icon
1190
EOG Resources
EOG
$70.7B
$214K 0.01%
2,035
-88
-4% -$9.45K
XTWO icon
1191
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$210M
$213K 0.01%
4,311
-956
-18% -$47.4K
MORT icon
1192
VanEck Mortgage REIT Income ETF
MORT
$373M
$213K 0.01%
20,288
+2,988
+17% +$31.6K
YJUN icon
1193
FT Vest International Equity Buffer ETF June
YJUN
$145M
$213K 0.01%
8,304
-8,107
-49% -$205K
BCI icon
1194
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3B
$213K 0.01%
10,881
+1,015
+10% +$22.6K
AGNT
1195
AGNT Inc
AGNT
$734M
$212K 0.01%
23,459
-893
-4% -$9.43K
XLSR icon
1196
State Street US Sector Rotation ETF
XLSR
$1.05B
$212K 0.01%
+3,405
New +$209K
NEA icon
1197
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$212K 0.01%
18,234
-713
-4% -$8.21K
TDG icon
1198
TransDigm Group
TDG
$67.7B
$212K 0.01%
+159
New +$208K
SMAY icon
1199
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$212K 0.01%
8,149
-8,246
-50% -$211K
SJNK icon
1200
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$211K 0.01%
8,346
-218
-3% -$5.53K
46 47
48
49 50

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.