Sigma Planning Corp’s FT Vest US Equity Buffer ETF September FSEP Stock Holding History

Sigma Planning Corp’s Portfolio FSEP Stock Details FSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-4,161	Closed	-$215K	–	1355
2025 Q4	$215K	Buy	4,161 +55	+1%	+$2.8K	0.01%	1188
2025 Q3	$208K	Buy	+4,106	New	+$203K	0.01%	1202
2023 Q2	–	Sell	-6,407	Closed	-$227K	–	1270
2023 Q1	$227K	Hold	6,407	–	–	0.01%	1117
2022 Q4	$214K	Sell	6,407 -80	-1%	-$2.66K	0.01%	1107
2022 Q3	$205K	Sell	6,487 -350	-5%	-$11.6K	0.01%	1110
2022 Q2	$218K	Hold	6,837	–	–	0.01%	1130
2022 Q1	$242K	Sell	6,837 -4,029	-37%	-$140K	0.01%	1161
2021 Q4	$391K	Sell	10,866 -12,030	-53%	-$424K	0.01%	951
2021 Q3	$777K	Buy	+22,896	New	+$786K	0.02%	637

Other funds holding FSEP

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Sigma Planning Corp's FSEP Position: Q1 2026 in Review

Sigma Planning Corp sold out of FT Vest US Equity Buffer ETF September (FSEP) in Q1 2026, closing a stake of 4,161 shares — an estimated $215K sold.

Sigma Planning Corp first reported a position in FSEP in Q3 2021 and held it in 9 quarters. The position peaked at $777K in Q3 2021. 152 funds tracked by Wall St. Rank hold FSEP as of Q1 2026.

Sigma Planning Corp reported no remaining FT Vest US Equity Buffer ETF September position as of Q1 2026 after selling out during the quarter.
Sigma Planning Corp sold 4,161 FT Vest US Equity Buffer ETF September shares in Q1 2026, an estimated $215K.
Sigma Planning Corp first reported a position in FT Vest US Equity Buffer ETF September in Q3 2021 and held it in 9 quarters.
Sigma Planning Corp's FT Vest US Equity Buffer ETF September position peaked at $777K in Q3 2021.
152 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF September as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.