We are live on ! Find out more
FSEP icon

FT Vest US Equity Buffer ETF September

77 hedge funds and large institutions have $146M invested in FT Vest US Equity Buffer ETF September in 2022 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 14

78% more capital invested

Capital invested by funds: $82.5M → $146M (+$64M)

10% more funds holding

Funds holding: 7077 (+7)

9.95% more ownership

Funds ownership: 46.41%56.36% (+9.9%)

Holders
77
Holders Change
+7
Holders Change %
+10%
% of All Funds
1.24%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.06%
New
12
Increased
35
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$16M +$9.48M +284,772 +148%
Osaic Holdings
2
Osaic Holdings
Arizona
$12.6M +$5.28M +158,644 +73%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$11.7M +$46.3K +1,390 +0.4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.6M +$4.98M +149,642 +90%
LC
5
Legacy CG
Texas
$8.07M +$3.83M +115,157 +92%
AC
6
AIFG Consultants
New York
$7.71M +$7.67M +230,363 New
KWS
7
Keystone Wealth Services
California
$6.51M +$4.54M +136,492 +235%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$5.85M +$5.76M +172,910 +9,015%
NA
9
NewEdge Advisors
Louisiana
$5.27M +$578K +17,373 +12%
M1FG
10
Mach-1 Financial Group
Arkansas
$4.76M +$4.66M +140,005 +6,106%
MML Investors Services
11
MML Investors Services
Massachusetts
$3.88M +$312K +9,377 +9%
CA
12
Cetera Advisors
Colorado
$3.87M -$116K -3,489 -3%
VBFP
13
Valtinson Bruner Financial Planning
Minnesota
$3.76M +$3.68M +110,548 New
RJA
14
Raymond James & Associates
Florida
$3.24M +$1.42M +42,751 +79%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.44M +$882K +26,495 +57%
FPWM
16
FSB Premier Wealth Management
Iowa
$2.39M -$451K -13,551 -16%
IA
17
IFP Advisors
Florida
$2.31M +$2.36M +70,904 +960%
HI
18
Harbour Investments
Wisconsin
$2.25M +$594K +17,836 +36%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.66M +$71.3K +2,143 +5%
AWS
20
Atria Wealth Solutions
New York
$1.59M -$99.9K -3,000 -6%
PFS
21
Prospera Financial Services
Texas
$1.56M +$355K +10,673 +30%
GKWIM
22
Gerber Kawasaki Wealth & Investment Management
California
$1.43M +$876K +26,311 +161%
AIC
23
Archer Investment Corporation
Indiana
$1.18M -$7.79K -234 -0.7%
KAS
24
Kestra Advisory Services
Texas
$1.16M -$744K -22,366 -39%
KPWS
25
Kestra Private Wealth Services
Texas
$1.11M +$842K +25,295 +327%

FSEP Hedge Fund Activity: Q4 2022 in Review

77 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF September (FSEP) for Q4 2022, worth a combined $146M — up 78% from $82.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FSEP positions and 3 closed out — a net gain of 9 holders — while 35 added to existing stakes and 14 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $9.48M. The largest seller was B. Riley Wealth Advisors, cutting an estimated $840K.

  • 77 institutional investors held FT Vest US Equity Buffer ETF September (FSEP) as of Q4 2022, up from 70 in Q3 2022.
  • Funds reported $146M of FT Vest US Equity Buffer ETF September stock for Q4 2022, up 78% quarter-over-quarter.
  • 12 funds opened new FT Vest US Equity Buffer ETF September positions in Q4 2022 and 3 closed out, a net change of +9 holders.
  • The largest FT Vest US Equity Buffer ETF September buyer in Q4 2022 was AE Wealth Management, an estimated $9.48M added.
  • The largest FT Vest US Equity Buffer ETF September seller in Q4 2022 was B. Riley Wealth Advisors, an estimated $840K sold.

Based on aggregated 13F filings for Q4 2022.