BRWA
FSEP icon

B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF September FSEP Stock Holding History

B. Riley Wealth Advisors’s Portfolio FSEP Stock Details FSEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-11,059
Closed -$505K – 1352
2024
Q4 		$505K Buy
11,059
+3,452
+45% +$157K 0.02% 692
2024
Q3 		$340K Buy
7,607
+554
+8% +$24.5K 0.01% 899
2024
Q2 		$309K Buy
7,053
+660
+10% +$28.2K 0.01% 1024
2024
Q1 		$237K Sell
6,393
-660
-9% -$27.3K 0.01% 1171
2023
Q4 		$284K Buy
7,053
+660
+10% +$25.3K 0.01% 1084
2023
Q3 		$237K Sell
6,393
-2,797
-30% -$107K 0.01% 1171
2023
Q2 		$349K Sell
9,190
-13,200
-59% -$476K 0.01% 1035
2023
Q1 		$792K Hold
22,390
– – 0.02% 621
2022
Q4 		$749K Sell
22,390
-25,247
-53% -$840K 0.02% 642
2022
Q3 		$1.5M Buy
+47,637
New +$1.58M 0.05% 377
2022
Q2 		– Sell
-6,265
Closed -$222K – 1285
2022
Q1 		$222K Hold
6,265
– – 0.01% 1164
2021
Q4 		$226K Sell
6,265
-13,799
-69% -$487K 0.01% 1216
2021
Q3 		$681K Buy
+20,064
New +$689K 0.02% 659

Other funds holding FSEP

Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return
AA
Armis Advisers Atlanta, Georgia $1.09B AUM 22.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

B. Riley Wealth Advisors's FSEP Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Buffer ETF September (FSEP) in Q1 2025, closing a stake of 11,059 shares — an estimated $505K sold.

B. Riley Wealth Advisors first reported a position in FSEP in Q3 2021 and held it in 13 quarters. The position peaked at $1.5M in Q3 2022. 125 funds tracked by Wall St. Rank hold FSEP as of Q1 2025.

  • B. Riley Wealth Advisors reported no remaining FT Vest US Equity Buffer ETF September position as of Q1 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 11,059 FT Vest US Equity Buffer ETF September shares in Q1 2025, an estimated $505K.
  • B. Riley Wealth Advisors first reported a position in FT Vest US Equity Buffer ETF September in Q3 2021 and held it in 13 quarters.
  • B. Riley Wealth Advisors's FT Vest US Equity Buffer ETF September position peaked at $1.5M in Q3 2022.
  • 125 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF September as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.