We are live on ! Find out more
FSEP icon

FT Vest US Equity Buffer ETF September

70 hedge funds and large institutions have $82.5M invested in FT Vest US Equity Buffer ETF September in 2022 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

166% more capital invested

Capital invested by funds: $31M → $82.5M (+$51.5M)

59% more funds holding

Funds holding: 4470 (+26)

24.4% more ownership

Funds ownership: 22.01%46.41% (+24%)

Holders
70
Holders Change
+26
Holders Change %
+59.09%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
31
Increased
23
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$10.9M +$4.67M +140,686 +68%
Osaic Holdings
2
Osaic Holdings
Arizona
$6.83M +$5.07M +152,453 +238%
AWM
3
AE Wealth Management
Kansas
$6.07M +$5.85M +176,216 +1,089%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$5.24M +$5.01M +150,799 +990%
NA
5
NewEdge Advisors
Louisiana
$4.45M +$4.68M +141,007 New
LC
6
Legacy CG
Texas
$3.97M +$4.18M +125,810 New
CA
7
Cetera Advisors
Colorado
$3.76M +$2.37M +71,268 +149%
MML Investors Services
8
MML Investors Services
Massachusetts
$3.36M +$3.54M +106,446 New
FPWM
9
FSB Premier Wealth Management
Iowa
$2.68M +$281K +8,449 +11%
KWS
10
Keystone Wealth Services
California
$1.83M +$148K +4,454 +8%
KAS
11
Kestra Advisory Services
Texas
$1.8M +$1.03M +31,013 +119%
RJA
12
Raymond James & Associates
Florida
$1.71M +$1.8M +54,142 New
AWS
13
Atria Wealth Solutions
New York
$1.6M +$1.68M +50,601 New
HI
14
Harbour Investments
Wisconsin
$1.57M
BRWA
15
B. Riley Wealth Advisors
Florida
$1.5M +$1.58M +47,637 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.5M +$244K +7,357 +18%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.46M +$1.54M +46,315 New
PFS
18
Prospera Financial Services
Texas
$1.14M +$1.19M +35,958 New
AIC
19
Archer Investment Corporation
Indiana
$1.12M +$2.82K +85 +0.2%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.06M +$1.12M +33,746 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$976K +$1.03M +30,935 New
TFS
22
Thoroughbred Financial Services
Tennessee
$929K +$979K +29,462 New
OWA
23
Octavia Wealth Advisors
Ohio
$879K +$925K +27,851 New
WP
24
WealthSource Partners
California
$771K +$811K +24,418 New
AFAS
25
Acorn Financial Advisory Services
Virginia
$697K +$734K +22,079 New

FSEP Hedge Fund Activity: Q3 2022 in Review

70 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF September (FSEP) for Q3 2022, worth a combined $82.5M — up 166% from $31M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FSEP positions and 4 closed out — a net gain of 27 holders — while 23 added to existing stakes and 7 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $5.85M. The largest seller was Castleview Partners, cutting an estimated $1.02M.

  • 70 institutional investors held FT Vest US Equity Buffer ETF September (FSEP) as of Q3 2022, up from 44 in Q2 2022.
  • Funds reported $82.5M of FT Vest US Equity Buffer ETF September stock for Q3 2022, up 166% quarter-over-quarter.
  • 31 funds opened new FT Vest US Equity Buffer ETF September positions in Q3 2022 and 4 closed out, a net change of +27 holders.
  • The largest FT Vest US Equity Buffer ETF September buyer in Q3 2022 was AE Wealth Management, an estimated $5.85M added.
  • The largest FT Vest US Equity Buffer ETF September seller in Q3 2022 was Castleview Partners, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2022.