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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQH
1176
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
– –
-3,711
Closed -$202K
LGF.A
1177
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-15,100
Closed -$112K
AMJ
1178
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-10,687
Closed -$141K
CEM
1179
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-2,274
Closed -$36K
CPE
1180
DELISTED
Callon Petroleum Company
CPE
– –
-3,277
Closed -$38K
SGEN
1181
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-3,475
Closed -$590K
PING
1182
DELISTED
Ping Identity Holding Corp.
PING
– –
-10,945
Closed -$351K
SAFM
1183
DELISTED
Sanderson Farms Inc
SAFM
– –
-3,307
Closed -$383K
ZNGA
1184
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-12,192
Closed -$116K
PTE
1185
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-400
Closed -$12K
CONE
1186
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-41,918
Closed -$3.05M
INOV
1187
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-10,900
Closed -$210K
MXIM
1188
DELISTED
Maxim Integrated Products
MXIM
– –
-3,426
Closed -$208K
BPY
1189
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-11,799
Closed -$117K
FLIR
1190
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-6,710
Closed -$272K
PE
1191
DELISTED
PARSLEY ENERGY INC
PE
– –
-11,299
Closed -$121K
WLL
1192
DELISTED
Whiting Petroleum Corporation
WLL
– –
-173
Closed -$15K
BDCS
1193
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-14,664
Closed -$202K
ATAXZ
1194
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-24,918
Closed -$103K
PLM
1195
DELISTED
PolyMet Mining Corp.
PLM
– –
-5,451
Closed -$22K
44 45 46 47
48

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.