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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
1151
Healthcare Realty
HR
$6.34B
$166K 0.01%
+11,723
New +$177K
NOTV
1152
DELISTED
Inotiv
NOTV
$164K 0.01%
+15,000
New +$89.7K
EZPW icon
1153
Ezcorp Inc
EZPW
$1.89B
$164K 0.01%
+14,473
New +$143K
ATOM icon
1154
Atomera
ATOM
$151M
$164K 0.01%
26,600
+15,000
+129% +$103K
MIY icon
1155
BlackRock MuniYield Michigan Quality Fund
MIY
$349M
$159K 0.01%
+13,771
New +$157K
FDD icon
1156
First Trust STOXX European Select Dividend Income Fund
FDD
$934M
$158K 0.01%
13,372
+2,045
+18% +$23.5K
VRN
1157
DELISTED
Veren
VRN
$154K ﹤0.01%
18,831
-24,169
-56% -$169K
RIVN icon
1158
Rivian
RIVN
$22.1B
$150K ﹤0.01%
+13,719
New +$198K
PDM
1159
Piedmont Realty Trust
PDM
$1.17B
$150K ﹤0.01%
21,321
+11,321
+113% +$75.9K
FAX
1160
abrdn Asia-Pacific Income Fund
FAX
$570M
$143K ﹤0.01%
8,507
+3,059
+56% +$49.6K
CDE icon
1161
Coeur Mining
CDE
$19.5B
$138K ﹤0.01%
36,695
+19,745
+116% +$56.9K
MORT icon
1162
VanEck Mortgage REIT Income ETF
MORT
$338M
$138K ﹤0.01%
+11,800
New +$134K
MSOS icon
1163
AdvisorShares Pure US Cannabis ETF
MSOS
$969M
$137K ﹤0.01%
+13,723
New +$120K
EFT
1164
Eaton Vance Floating-Rate Income Trust
EFT
$280M
$137K ﹤0.01%
+10,310
New +$135K
CMLS
1165
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$137K ﹤0.01%
38,221
+20,867
+120% +$87.7K
SCWO icon
1166
374Water
SCWO
$56.5M
$137K ﹤0.01%
10,869
+3,235
+42% +$41.7K
BLE
1167
DELISTED
BlackRock Municipal Income Trust II
BLE
$135K ﹤0.01%
+12,436
New +$133K
CRMD icon
1168
CorMedix
CRMD
$610M
$133K ﹤0.01%
+31,324
New +$109K
MPT
1169
Medical Properties Trust
MPT
$2.02B
$126K ﹤0.01%
26,789
+10,849
+68% +$41.5K
FEI
1170
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$123K ﹤0.01%
12,732
+266
+2% +$2.35K
VGR
1171
DELISTED
Vector Group Ltd.
VGR
$122K ﹤0.01%
+11,146
New +$121K
HLN icon
1172
Haleon
HLN
$40.5B
$119K ﹤0.01%
+13,998
New +$117K
WBD icon
1173
Warner Bros
WBD
$70.4B
$115K ﹤0.01%
+13,222
New +$127K
BBDC icon
1174
Barings BDC
BBDC
$915M
$115K ﹤0.01%
+12,336
New +$113K
VMO icon
1175
Invesco Municipal Opportunity Trust
VMO
$622M
$113K ﹤0.01%
+11,637
New +$112K
45 46
47
48 49

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DAM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.