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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIM icon
1126
ZIM Integrated Shipping Services
ZIM
$3.24B
$239K 0.01%
11,259
-18,269
-62% -$306K
KJAN icon
1127
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
$239K 0.01%
5,070
-93
-2% -$3.82K
IBKR icon
1128
Interactive Brokers
IBKR
$39.8B
$238K 0.01%
3,706
-11
-0.3% -$736
WBD icon
1129
Warner Bros
WBD
$67.1B
$238K 0.01%
+8,266
New +$193K
PJUN icon
1130
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$238K 0.01%
5,677
– –
EAGG icon
1131
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$237K 0.01%
4,953
-73
-1% -$3.51K
KAPR icon
1132
Innovator US Small Cap Power Buffer ETF April
KAPR
$218M
$237K 0.01%
6,737
-5
-0.1% -$173
ARM icon
1133
Arm
ARM
$302B
$236K 0.01%
2,161
-65
-3% -$9.45K
FNK icon
1134
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$236K 0.01%
4,241
-11
-0.3% -$602
IYJ icon
1135
iShares US Industrials ETF
IYJ
$1.95B
$235K 0.01%
1,584
+1
+0.1% +$146
UNM icon
1136
Unum
UNM
$14.3B
$234K 0.01%
3,026
-195
-6% -$14.9K
DKNG icon
1137
DraftKings
DKNG
$11.9B
$234K 0.01%
6,802
-2,368
-26% -$77.9K
CSNR
1138
Cohen & Steers Natural Resources Active ETF
CSNR
$98.8M
$234K 0.01%
7,582
-968
-11% -$28.7K
CNC icon
1139
CALL
Centene
CNC
$32.5B
$234K 0.01%
20,000
– –
AGI icon
1140
Alamos Gold
AGI
$13.9B
$234K 0.01%
11,795
+557
+5% +$19.4K
VUSB icon
1141
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$233K 0.01%
+4,684
New +$234K
INCM icon
1142
Franklin Income Focus ETF
INCM
$1.77B
$233K 0.01%
8,312
+13
+0.2% +$362
CP icon
1143
Canadian Pacific Kansas City
CP
$80.5B
$231K 0.01%
3,143
+12
+0.4% +$883
ACWV icon
1144
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$231K 0.01%
1,946
+267
+16% +$31.9K
PSIX
1145
Power Solutions International
PSIX
$942M
$231K 0.01%
+4,035
New +$288K
SPSM icon
1146
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$230K 0.01%
4,904
-938
-16% -$43.7K
LDUR icon
1147
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$230K 0.01%
2,395
-241
-9% -$23.1K
BABA icon
1148
Alibaba
BABA
$308B
$228K 0.01%
1,557
-1,051
-40% -$171K
FSLR icon
1149
First Solar
FSLR
$26.9B
$228K 0.01%
+873
New +$220K
MET icon
1150
MetLife
MET
$62.1B
$228K 0.01%
2,888
-231
-7% -$18.3K
44 45
46
47 48

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MAM
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LWCA
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BCP
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.