SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+8.61%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.57B
AUM Growth
+$279M
Cap. Flow
+$66.5M
Cap. Flow %
1.86%
Top 10 Hldgs %
21.55%
Holding
1,490
New
136
Increased
687
Reduced
499
Closed
127

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.21M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$9.06M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.43M

Top Sells

1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.83M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.08M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.94M
4
CROX icon
Crocs
CROX
+$5.89M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.7M

Sector Composition

1 Technology 12.48%
2 Consumer Discretionary 5.68%
3 Healthcare 4.57%
4 Financials 4.46%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SYBT icon
1026
Stock Yards Bancorp
SYBT
$2.29B
$329K 0.01%
5,155
-3,117
-38% -$199K
OUSA icon
1027
ALPS O'Shares US Quality Dividend ETF
OUSA
$821M
$328K 0.01%
7,036
+8
+0.1% +$373
UTG icon
1028
Reaves Utility Income Fund
UTG
$3.36B
$328K 0.01%
9,350
-1,652
-15% -$58K
SPXX icon
1029
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
$327K 0.01%
17,600
– –
RESN
1030
DELISTED
Resonant Inc.
RESN
$326K 0.01%
190,900
-6,650
-3% -$11.4K
AGGY icon
1031
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$804M
$325K 0.01%
6,284
-161
-2% -$8.33K
EIGR
1032
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$325K 0.01%
2,087
+49
+2% +$7.63K
GNL icon
1033
Global Net Lease
GNL
$1.82B
$323K 0.01%
21,133
-107
-0.5% -$1.64K
PEJ icon
1034
Invesco Leisure and Entertainment ETF
PEJ
$465M
$323K 0.01%
6,587
-164
-2% -$8.04K
IEX icon
1035
IDEX
IEX
$12.1B
$322K 0.01%
1,363
+3
+0.2% +$709
RUN icon
1036
Sunrun
RUN
$3.74B
$321K 0.01%
9,349
-4,180
-31% -$144K
SITE icon
1037
SiteOne Landscape Supply
SITE
$6.39B
$321K 0.01%
1,325
+100
+8% +$24.2K
IR icon
1038
Ingersoll Rand
IR
$32.1B
$320K 0.01%
5,165
-92
-2% -$5.7K
ITM icon
1039
VanEck Intermediate Muni ETF
ITM
$1.97B
$320K 0.01%
6,246
+6
+0.1% +$307
BSX icon
1040
Boston Scientific
BSX
$156B
$319K 0.01%
7,502
+416
+6% +$17.7K
STAG icon
1041
STAG Industrial
STAG
$6.72B
$319K 0.01%
6,658
+3
+0% +$144
XVV icon
1042
iShares ESG Screened S&P 500 ETF
XVV
$455M
$319K 0.01%
8,692
+137
+2% +$5.03K
FDLO icon
1043
Fidelity Low Volatility Factor ETF
FDLO
$1.32B
$317K 0.01%
6,059
+173
+3% +$9.05K
LUMN icon
1044
Lumen
LUMN
$6.2B
$317K 0.01%
25,297
-1,779
-7% -$22.3K
SNAP icon
1045
Snap
SNAP
$12B
$317K 0.01%
6,749
-5,506
-45% -$259K
TOTL icon
1046
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.89B
$316K 0.01%
6,668
-199
-3% -$9.43K
BNDD icon
1047
Quadratic Deflation ETF
BNDD
$69.5M
$315K 0.01%
+12,075
New +$315K
KMX icon
1048
CarMax
KMX
$9.08B
$312K 0.01%
2,399
-552
-19% -$71.8K
DFAC icon
1049
Dimensional US Core Equity 2 ETF
DFAC
$37.5B
$311K 0.01%
10,724
– –
HMOP icon
1050
Hartford Municipal Opportunities ETF
HMOP
$590M
$309K 0.01%
+7,391
New +$309K
40 41
42
43 44