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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
1026
DoubleLine Opportunistic Credit Fund
DBL
$277M
$333K 0.01%
17,388
-668
-4% -$12.9K
FCOR icon
1027
Fidelity Corporate Bond ETF
FCOR
$353M
$333K 0.01%
6,050
-2,751
-31% -$152K
ECOM
1028
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$333K 0.01%
13,502
-315
-2% -$8.08K
CLOU icon
1029
Global X Cloud Computing ETF
CLOU
$227M
$332K 0.01%
12,537
-197
-2% -$5.78K
DOV icon
1030
Dover
DOV
$27.7B
$332K 0.01%
1,828
+24
+1% +$4.07K
SDVY icon
1031
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
$332K 0.01%
10,947
+106
+1% +$3.16K
TTE icon
1032
TotalEnergies
TTE
$187B
$332K 0.01%
6,721
-173
-3% -$8.61K
VRSK icon
1033
Verisk Analytics
VRSK
$27.1B
$332K 0.01%
1,452
-9
-0.6% -$1.96K
CC icon
1034
Chemours
CC
$2.55B
$330K 0.01%
9,819
+56
+0.6% +$1.74K
REET icon
1035
iShares Global REIT ETF
REET
$5.16B
$330K 0.01%
+10,791
New +$315K
EXPD icon
1036
Expeditors International
EXPD
$22.4B
$329K 0.01%
2,450
-8
-0.3% -$1K
PENN icon
1037
PENN Entertainment
PENN
$2.83B
$329K 0.01%
6,348
-11,838
-65% -$718K
PRGO icon
1038
Perrigo
PRGO
$1.4B
$329K 0.01%
+8,455
New +$355K
SYBT icon
1039
Stock Yards Bancorp
SYBT
$2.43B
$329K 0.01%
5,155
-3,117
-38% -$196K
OUSA icon
1040
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$328K 0.01%
7,036
+8
+0.1% +$354
UTG icon
1041
Reaves Utility Income Fund
UTG
$3.64B
$328K 0.01%
9,350
-1,652
-15% -$55.6K
SPXX icon
1042
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$327K 0.01%
17,600
– –
RESN
1043
DELISTED
Resonant Inc.
RESN
$326K 0.01%
190,900
-6,650
-3% -$14.4K
AGGY icon
1044
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$325K 0.01%
6,284
-161
-2% -$8.35K
EIGR
1045
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$325K 0.01%
2,087
+49
+2% +$9.48K
GNL icon
1046
Global Net Lease
GNL
$1.87B
$323K 0.01%
21,133
-107
-0.5% -$1.66K
PEJ icon
1047
Invesco Leisure and Entertainment ETF
PEJ
$259M
$323K 0.01%
6,587
-164
-2% -$8.14K
IEX icon
1048
IDEX
IEX
$16.6B
$322K 0.01%
1,363
+3
+0.2% +$681
RUN icon
1049
Sunrun
RUN
$2.38B
$321K 0.01%
9,349
-4,180
-31% -$196K
SITE icon
1050
SiteOne Landscape Supply
SITE
$4.49B
$321K 0.01%
1,325
+100
+8% +$23.1K
40 41
42
43 44

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.