Sigma Planning Corp’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Sigma Planning Corp’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-10,500	Closed	-$164K	–	1345
2023 Q1	$164K	Hold	10,500	–	–	0.01%	1204
2022 Q4	$169K	Sell	10,500 -38	-0.4%	-$632	0.01%	1152
2022 Q3	$158K	Sell	10,538 -4,962	-32%	-$79.6K	0.01%	1152
2022 Q2	$243K	Hold	15,500	–	–	0.01%	1088
2022 Q1	$279K	Sell	15,500 -2,100	-12%	-$36.8K	0.01%	1091
2021 Q4	$327K	Hold	17,600	–	–	0.01%	1042
2021 Q3	$301K	Sell	17,600 -783	-4%	-$14.1K	0.01%	1060
2021 Q2	$333K	Buy	18,383 +783	+4%	+$13.7K	0.01%	1031
2021 Q1	$291K	Sell	17,600 -300	-2%	-$4.69K	0.01%	1010
2020 Q4	$273K	Sell	17,900 -613	-3%	-$8.68K	0.01%	955
2020 Q3	$247K	Buy	+18,513	New	+$249K	0.01%	871

Other funds holding SPXX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HWM

Howard Wealth Management Madison, Connecticut $238M AUM 14.72% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AWS

Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Sigma Planning Corp's SPXX Position: Q2 2023 in Review

Sigma Planning Corp sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q2 2023, closing a stake of 10,500 shares — an estimated $164K sold.

Sigma Planning Corp first reported a position in SPXX in Q3 2020 and held it in 11 quarters. The position peaked at $333K in Q2 2021. 48 funds tracked by Wall St. Rank hold SPXX as of Q2 2023.

Sigma Planning Corp reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q2 2023 after selling out during the quarter.
Sigma Planning Corp sold 10,500 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q2 2023, an estimated $164K.
Sigma Planning Corp first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q3 2020 and held it in 11 quarters.
Sigma Planning Corp's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $333K in Q2 2021.
48 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q2 2023.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.