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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNG icon
976
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$373K 0.01%
6,523
+1,329
+26% +$73.3K
ISCB icon
977
iShares Morningstar Small-Cap ETF
ISCB
$283M
$371K 0.01%
6,480
+426
+7% +$24.7K
SONO icon
978
Sonos
SONO
$1.87B
$370K 0.01%
12,431
+3,638
+41% +$116K
POWA icon
979
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$369K 0.01%
5,051
+160
+3% +$11.2K
VGIT icon
980
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$368K 0.01%
5,537
+152
+3% +$10.2K
QPX icon
981
AdvisorShares Q Dynamic Growth ETF
QPX
$31.1M
$367K 0.01%
12,000
-2,550
-18% -$76.1K
RGR icon
982
Sturm, Ruger & Co
RGR
$620M
$365K 0.01%
5,358
+271
+5% +$19.7K
ROKU icon
983
CALL
Roku
ROKU
$21.2B
$365K 0.01%
1,600
-900
-36% -$243K
XSD icon
984
State Street SPDR S&P Semiconductor ETF
XSD
$2.75B
$365K 0.01%
1,500
+57
+4% +$13K
AWP
985
abrdn Global Premier Properties Fund
AWP
$378M
$364K 0.01%
17,759
+6,385
+56% +$123K
CDW icon
986
CDW
CDW
$17.6B
$364K 0.01%
1,776
-13
-0.7% -$2.47K
CXT icon
987
Crane NXT
CXT
$3.12B
$364K 0.01%
10,304
-1,002
-9% -$34.8K
MSOS icon
988
AdvisorShares Pure US Cannabis ETF
MSOS
$860M
$364K 0.01%
14,239
-3,133
-18% -$86.5K
VWOB icon
989
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$364K 0.01%
4,692
+126
+3% +$9.78K
NUSC icon
990
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
$363K 0.01%
8,635
+694
+9% +$30.9K
SBLK icon
991
Star Bulk Carriers
SBLK
$3.02B
$363K 0.01%
16,012
+3,513
+28% +$73.9K
UPST icon
992
Upstart Holdings
UPST
$2.63B
$363K 0.01%
2,402
-1,585
-40% -$396K
OMC icon
993
Omnicom Group
OMC
$23.5B
$362K 0.01%
4,941
+1,982
+67% +$141K
TX icon
994
Ternium
TX
$9.37B
$362K 0.01%
8,324
-441
-5% -$18.5K
ETY icon
995
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$360K 0.01%
23,887
+78
+0.3% +$1.14K
UAL icon
996
United Airlines
UAL
$39.1B
$360K 0.01%
8,218
-5,993
-42% -$278K
CNXC icon
997
Concentrix
CNXC
$1.5B
$357K 0.01%
1,996
– –
CEF icon
998
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$355K 0.01%
20,039
+4,755
+31% +$84.4K
DFAT icon
999
Dimensional US Targeted Value ETF
DFAT
$14.6B
$355K 0.01%
7,471
+51
+0.7% +$2.4K
VRTX icon
1000
Vertex Pharmaceuticals
VRTX
$122B
$355K 0.01%
1,615
-1,193
-42% -$232K
38 39
40
41 42

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.