Sigma Planning Corp’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Sigma Planning Corp’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-8,344	Closed	-$268K	–	1317
2022 Q3	$268K	Buy	8,344 +40	+0.5%	+$1.41K	0.01%	984
2022 Q2	$272K	Sell	8,304 -361	-4%	-$13K	0.01%	1039
2022 Q1	$345K	Buy	8,665 +30	+0.3%	+$1.19K	0.01%	997
2021 Q4	$363K	Buy	8,635 +694	+9%	+$30.9K	0.01%	990
2021 Q3	$345K	Buy	7,941 +190	+2%	+$8.38K	0.01%	987
2021 Q2	$350K	Buy	+7,751	New	+$345K	0.01%	1001

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Sigma Planning Corp's NUSC Position: Q4 2022 in Review

Sigma Planning Corp sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q4 2022, closing a stake of 8,344 shares — an estimated $268K sold.

Sigma Planning Corp first reported a position in NUSC in Q2 2021 and held it in 6 quarters. The position peaked at $363K in Q4 2021. 206 funds tracked by Wall St. Rank hold NUSC as of Q4 2022.

Sigma Planning Corp reported no remaining Nuveen ESG Small-Cap ETF position as of Q4 2022 after selling out during the quarter.
Sigma Planning Corp sold 8,344 Nuveen ESG Small-Cap ETF shares in Q4 2022, an estimated $268K.
Sigma Planning Corp first reported a position in Nuveen ESG Small-Cap ETF in Q2 2021 and held it in 6 quarters.
Sigma Planning Corp's Nuveen ESG Small-Cap ETF position peaked at $363K in Q4 2021.
206 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2022.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.