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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
76
UnitedHealth
UNH
$386B
$7.85M 0.25%
15,863
+8,935
+129% +$4.54M
FHLC icon
77
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$7.77M 0.24%
111,351
+51,386
+86% +$3.48M
FNDF icon
78
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$7.67M 0.24%
215,298
+201,593
+1,471% +$6.85M
VEA icon
79
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.66M 0.24%
152,653
+92,299
+153% +$4.46M
TDIV icon
80
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.12B
$7.66M 0.24%
109,922
+53,964
+96% +$3.61M
CVX icon
81
Chevron
CVX
$373B
$7.4M 0.23%
46,943
+24,713
+111% +$3.73M
BUFR icon
82
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$7.35M 0.23%
262,748
+184,698
+237% +$5.03M
FV icon
83
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$7.16M 0.23%
125,114
+51,905
+71% +$2.8M
IJT icon
84
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$7.1M 0.22%
54,295
+33,633
+163% +$4.2M
VIG icon
85
Vanguard Dividend Appreciation ETF
VIG
$113B
$6.92M 0.22%
37,878
+20,280
+115% +$3.56M
VO icon
86
Vanguard Mid-Cap ETF
VO
$107B
$6.85M 0.22%
109,636
+63,860
+140% +$3.77M
DIS icon
87
Walt Disney
DIS
$172B
$6.82M 0.21%
55,700
+28,889
+108% +$3.02M
UBER icon
88
Uber
UBER
$142B
$6.8M 0.21%
88,322
+62,525
+242% +$4.49M
UCON icon
89
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$6.71M 0.21%
272,670
+118,460
+77% +$2.91M
IBM icon
90
IBM
IBM
$213B
$6.54M 0.21%
34,259
+19,082
+126% +$3.48M
ABT icon
91
Abbott
ABT
$189B
$6.48M 0.2%
57,001
+10,816
+23% +$1.24M
JPST icon
92
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$6.45M 0.2%
127,927
+61,448
+92% +$3.09M
PEP icon
93
PepsiCo
PEP
$195B
$6.41M 0.2%
36,610
+14,865
+68% +$2.5M
FBND icon
94
Fidelity Total Bond ETF
FBND
$27.2B
$6.4M 0.2%
141,314
+84,343
+148% +$3.83M
MCD icon
95
McDonald's
MCD
$197B
$6.34M 0.2%
22,481
+12,085
+116% +$3.51M
XLU icon
96
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$6.32M 0.2%
192,606
+88,652
+85% +$2.77M
BNDX icon
97
Vanguard Total International Bond ETF
BNDX
$82.3B
$6.26M 0.2%
127,348
+101,596
+395% +$4.96M
NOW icon
98
ServiceNow
NOW
$115B
$6.17M 0.19%
40,455
+35,550
+725% +$5.39M
FVD icon
99
First Trust Value Line Dividend Fund
FVD
$8.5B
$6.14M 0.19%
145,390
+31,938
+28% +$1.3M
IMCG icon
100
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$6.11M 0.19%
86,509
+48,369
+127% +$3.22M
2 3
4
5 6

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.