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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSEP icon
951
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$391K 0.01%
10,866
-12,030
-53% -$424K
ALLY icon
952
Ally Financial
ALLY
$13.3B
$390K 0.01%
8,194
-155
-2% -$7.67K
EVV
953
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$390K 0.01%
29,783
-421
-1% -$5.54K
MUA icon
954
BlackRock MuniAssets Fund
MUA
$529M
$390K 0.01%
26,233
-53
-0.2% -$818
RCL icon
955
Royal Caribbean
RCL
$81.8B
$390K 0.01%
5,073
+80
+2% +$6.5K
DIN icon
956
Dine Brands
DIN
$448M
$389K 0.01%
5,134
-2,682
-34% -$217K
LEG icon
957
Leggett & Platt
LEG
$1.5B
$389K 0.01%
9,451
+756
+9% +$32.8K
SMG icon
958
ScottsMiracle-Gro
SMG
$4.06B
$389K 0.01%
2,413
+24
+1% +$3.71K
GNW icon
959
Genworth Financial
GNW
$3.79B
$387K 0.01%
95,513
-750
-0.8% -$3.12K
NGG icon
960
National Grid
NGG
$81.6B
$387K 0.01%
5,948
-388
-6% -$22.8K
DSL
961
DoubleLine Income Solutions Fund
DSL
$1.23B
$385K 0.01%
23,869
-216
-0.9% -$3.69K
PJAN icon
962
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$385K 0.01%
+11,581
New +$383K
XIFR
963
XPLR Infrastructure LP
XIFR
$1.19B
$384K 0.01%
4,554
+497
+12% +$41.6K
VICI icon
964
VICI Properties
VICI
$29.5B
$383K 0.01%
12,703
-2,883
-18% -$83.6K
SE icon
965
Sea Limited
SE
$63.9B
$381K 0.01%
1,704
+37
+2% +$11K
STRL icon
966
Sterling Infrastructure
STRL
$19.5B
$381K 0.01%
14,500
-1,750
-11% -$45K
DNP icon
967
DNP Select Income Fund
DNP
$4.15B
$379K 0.01%
34,908
+4,692
+16% +$50.7K
IHF icon
968
iShares US Healthcare Providers ETF
IHF
$1.21B
$379K 0.01%
6,520
+5
+0.1% +$273
ILCB icon
969
iShares Morningstar US Equity ETF
ILCB
$1.26B
$379K 0.01%
5,706
+3
+0.1% +$194
MFC icon
970
Manulife Financial
MFC
$73.2B
$379K 0.01%
19,885
+498
+3% +$9.64K
SLY
971
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$378K 0.01%
3,803
+525
+16% +$51.9K
CAH icon
972
Cardinal Health
CAH
$53.7B
$376K 0.01%
7,299
+287
+4% +$14.1K
SAM icon
973
Boston Beer
SAM
$1.91B
$376K 0.01%
744
+122
+20% +$60.9K
AAL icon
974
American Airlines Group
AAL
$9.9B
$375K 0.01%
20,875
-1,310
-6% -$25.1K
MGNX icon
975
MacroGenics
MGNX
$254M
$374K 0.01%
23,310
-15
-0.1% -$282
37 38
39
40 41

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.