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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPI icon
876
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$428K 0.01%
9,676
+361
+4% +$16.4K
SBLK icon
877
Star Bulk Carriers
SBLK
$3.02B
$427K 0.01%
22,990
+4,129
+22% +$77.8K
ETR icon
878
Entergy
ETR
$53.1B
$427K 0.01%
4,581
-1,031
-18% -$90.7K
ECH icon
879
iShares MSCI Chile ETF
ECH
$1.01B
$427K 0.01%
12,950
+816
+7% +$26K
TSCO icon
880
Tractor Supply
TSCO
$16.7B
$426K 0.01%
7,490
-1,003
-12% -$59.1K
TXRH icon
881
Texas Roadhouse
TXRH
$13.2B
$426K 0.01%
2,562
+334
+15% +$58.9K
IIPR icon
882
Innovative Industrial Properties
IIPR
$1.78B
$425K 0.01%
7,934
+2,176
+38% +$118K
BE icon
883
Bloom Energy
BE
$53.5B
$425K 0.01%
+5,025
New +$233K
INFL icon
884
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
$424K 0.01%
9,497
+109
+1% +$4.64K
FFLC icon
885
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$424K 0.01%
8,149
-157
-2% -$7.94K
MSI icon
886
Motorola Solutions
MSI
$70.3B
$424K 0.01%
927
+22
+2% +$9.91K
SILA
887
DELISTED
Sila Realty Trust
SILA
$423K 0.01%
16,837
-2,398
-12% -$59.7K
CCS icon
888
Century Communities
CCS
$2.03B
$420K 0.01%
6,625
– –
SMAY icon
889
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$415K 0.01%
16,395
-209
-1% -$5.16K
DFAS icon
890
Dimensional US Small Cap ETF
DFAS
$15.4B
$415K 0.01%
6,056
+218
+4% +$14.6K
FJUN icon
891
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$414K 0.01%
7,396
-368
-5% -$20.2K
FNV icon
892
Franco-Nevada
FNV
$41.4B
$412K 0.01%
1,849
-377
-17% -$67.9K
YJUN icon
893
FT Vest International Equity Buffer ETF June
YJUN
$137M
$411K 0.01%
16,411
-72
-0.4% -$1.78K
PRFZ icon
894
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$410K 0.01%
9,024
+18
+0.2% +$781
NAUG
895
Innovator Growth-100 Power Buffer ETF - August
NAUG
$38.2M
$408K 0.01%
+14,100
New +$398K
QDEC icon
896
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$408K 0.01%
13,109
– –
FEX icon
897
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$405K 0.01%
+3,466
New +$394K
CHD icon
898
Church & Dwight Co
CHD
$23.4B
$404K 0.01%
4,615
-112
-2% -$10.5K
CRWV
899
CoreWeave
CRWV
$38.6B
$403K 0.01%
2,948
-4,995
-63% -$591K
VIOV icon
900
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$403K 0.01%
4,233
+29
+0.7% +$2.65K
34 35
36
37 38

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.