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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAR icon
876
Dimensional US Real Estate ETF
DFAR
$1.82B
$362K 0.01%
+14,117
New +$342K
FSLR icon
877
First Solar
FSLR
$21.8B
$362K 0.01%
1,450
+67
+5% +$15.1K
VTWO icon
878
Vanguard Russell 2000 ETF
VTWO
$17.3B
$361K 0.01%
4,039
+1,473
+57% +$127K
DHI icon
879
D.R. Horton
DHI
$41B
$361K 0.01%
1,891
-300
-14% -$52.7K
SNDX icon
880
Syndax Pharmaceuticals
SNDX
$1.84B
$361K 0.01%
18,735
-200
-1% -$4.13K
AZN icon
881
AstraZeneca
AZN
$263B
$360K 0.01%
2,311
-413
-15% -$66.7K
MSCI icon
882
MSCI
MSCI
$40B
$358K 0.01%
614
+6
+1% +$3.25K
YMAR icon
883
FT Vest International Equity Moderate Buffer ETF March
YMAR
$159M
$356K 0.01%
+14,679
New +$347K
CINF icon
884
Cincinnati Financial
CINF
$28.3B
$353K 0.01%
2,596
-15
-0.6% -$1.94K
P
885
Everpure Inc
P
$24.8B
$353K 0.01%
7,031
+1,847
+36% +$104K
YSEP icon
886
FT Vest International Equity Buffer ETF September
YSEP
$119M
$353K 0.01%
+15,468
New +$343K
CAR icon
887
Avis
CAR
$5.63B
$353K 0.01%
+4,025
New +$363K
YJUN icon
888
FT Vest International Equity Buffer ETF June
YJUN
$134M
$352K 0.01%
+15,375
New +$344K
PNOV icon
889
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$351K 0.01%
9,500
-1,855
-16% -$67.8K
SFEB
890
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$124M
$351K 0.01%
+16,471
New +$342K
SMAY icon
891
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$107M
$350K 0.01%
+14,240
New +$342K
SAUG icon
892
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$350K 0.01%
+14,975
New +$340K
HSY icon
893
Hershey
HSY
$35.4B
$349K 0.01%
1,822
-247
-12% -$48K
FDRR icon
894
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$348K 0.01%
6,766
+8
+0.1% +$397
BOTZ icon
895
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$348K 0.01%
10,813
-1,100
-9% -$33.7K
SPYX icon
896
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$347K 0.01%
+7,342
New +$333K
BEN icon
897
Franklin Resources
BEN
$16.9B
$346K 0.01%
17,191
-9,154
-35% -$197K
EEM icon
898
iShares MSCI Emerging Markets ETF
EEM
$28B
$346K 0.01%
7,535
-99
-1% -$4.27K
FQAL icon
899
Fidelity Quality Factor ETF
FQAL
$1.41B
$346K 0.01%
5,324
+1,266
+31% +$79.1K
USEP icon
900
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
$346K 0.01%
+9,946
New +$339K
34 35
36
37 38

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.