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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
801
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$244K 0.01%
3,542
+47
+1% +$3.22K
BSCN
802
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$244K 0.01%
+12,045
New +$244K
EVV
803
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$243K 0.01%
19,143
+1,655
+9% +$21K
BIZD icon
804
VanEck BDC Income ETF
BIZD
$1.58B
$242K 0.01%
14,192
-806
-5% -$13.8K
IQDF icon
805
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$242K 0.01%
10,084
+1,290
+15% +$31.3K
IXJ icon
806
iShares Global Healthcare ETF
IXJ
$4.11B
$242K 0.01%
3,846
– –
TNA icon
807
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$242K 0.01%
2,700
– –
SON icon
808
Sonoco
SON
$5.76B
$241K 0.01%
4,341
+98
+2% +$5.46K
VBF icon
809
Invesco Bond Fund
VBF
$168M
$241K 0.01%
13,661
+1,384
+11% +$24.5K
IPKW icon
810
Invesco International BuyBack Achievers ETF
IPKW
$537M
$239K 0.01%
6,965
+79
+1% +$2.79K
SYBT icon
811
Stock Yards Bancorp
SYBT
$2.41B
$239K 0.01%
6,572
– –
NIM icon
812
Nuveen Select Maturities Municipal Fund
NIM
$117M
$238K 0.01%
24,825
+3,000
+14% +$29.1K
GPN icon
813
Global Payments
GPN
$22.1B
$237K 0.01%
+1,859
New +$224K
ALK icon
814
Alaska Air
ALK
$5.15B
$236K 0.01%
+3,420
New +$222K
OLED icon
815
CALL
Universal Display
OLED
$3.71B
$236K 0.01%
+2,000
New +$220K
FPF
816
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$235K 0.01%
10,876
-1,052
-9% -$22.9K
WMT icon
817
CALL
Walmart Inc
WMT
$871B
$235K 0.01%
+7,500
New +$229K
CB icon
818
Chubb
CB
$140B
$234K 0.01%
1,751
-5,009
-74% -$678K
RWL icon
819
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$234K 0.01%
4,321
-1,373
-24% -$73K
USCI icon
820
US Commodity Index
USCI
$372M
$234K 0.01%
5,500
-250
-4% -$10.5K
GGM
821
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$233K 0.01%
10,579
-1,879
-15% -$41.7K
EIX icon
822
Edison International
EIX
$30.7B
$232K 0.01%
3,422
+24
+0.7% +$1.6K
SEP
823
DELISTED
Spectra Engy Parters Lp
SEP
$232K 0.01%
+6,509
New +$241K
BABA icon
824
CALL
Alibaba
BABA
$269B
$231K 0.01%
+1,400
New +$248K
GF
825
New Germany Fund
GF
$184M
$231K 0.01%
12,669
– –
31 32
33
34 35

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BPS
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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.