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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
776
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$452K 0.01%
5,388
-3,026
-36% -$274K
CINF icon
777
Cincinnati Financial
CINF
$28.3B
$452K 0.01%
3,060
+123
+4% +$17.3K
MISL icon
778
First Trust Indxx Aerospace & Defense ETF
MISL
$750M
$451K 0.01%
14,907
-892
-6% -$27.4K
ETR icon
779
Entergy
ETR
$54.1B
$451K 0.01%
5,274
-822
-13% -$67.7K
PDEC icon
780
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$450K 0.01%
11,975
-496
-4% -$19.1K
THC icon
781
Tenet Healthcare
THC
$20.1B
$449K 0.01%
3,336
-215
-6% -$28.3K
IBTF
782
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$446K 0.01%
19,094
-39,565
-67% -$923K
LHX icon
783
L3Harris
LHX
$55.9B
$446K 0.01%
2,132
-539
-20% -$113K
TPHD icon
784
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$446K 0.01%
11,852
+4
+0% +$149
EWZ icon
785
iShares MSCI Brazil ETF
EWZ
$9.05B
$444K 0.01%
+17,174
New +$428K
CCI icon
786
Crown Castle
CCI
$32.7B
$439K 0.01%
4,214
-7,340
-64% -$685K
SRE icon
787
Sempra
SRE
$60.8B
$438K 0.01%
6,139
-284
-4% -$22.1K
IYR icon
788
iShares US Real Estate ETF
IYR
$4.75B
$438K 0.01%
4,572
+2,277
+99% +$217K
DFAU icon
789
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$437K 0.01%
11,370
+273
+2% +$11.1K
IFRA icon
790
iShares US Infrastructure ETF
IFRA
$4.65B
$436K 0.01%
9,669
-5,316
-35% -$248K
LZB icon
791
La-Z-Boy
LZB
$1.59B
$435K 0.01%
11,120
– –
BSEP icon
792
Innovator US Equity Buffer ETF September
BSEP
$215M
$435K 0.01%
10,401
-302
-3% -$13K
MAXJ
793
iShares Large Cap Max Buffer Jun ETF
MAXJ
$150M
$434K 0.01%
16,837
-22,400
-57% -$588K
RCL icon
794
Royal Caribbean
RCL
$78.7B
$432K 0.01%
2,101
-207
-9% -$48.9K
WPC icon
795
W.P. Carey
WPC
$17.1B
$429K 0.01%
6,796
-237
-3% -$14K
JMUB icon
796
JPMorgan Municipal ETF
JMUB
$8.19B
$428K 0.01%
8,567
-413
-5% -$20.8K
SNOV icon
797
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
$427K 0.01%
19,338
-230
-1% -$5.28K
GSL icon
798
Global Ship Lease
GSL
$1.57B
$426K 0.01%
18,650
-75
-0.4% -$1.68K
JSML icon
799
Janus Henderson Small Cap Growth Alpha ETF
JSML
$366M
$426K 0.01%
+7,000
New +$455K
LNT icon
800
Alliant Energy
LNT
$19.4B
$423K 0.01%
6,576
+388
+6% +$23.7K
30 31
32
33 34

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.