SPC

Sigma Planning Corp Portfolio holdings

AUM $3.52B
1-Year Est. Return 21.17%
This Quarter Est. Return
1 Year Est. Return
+21.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
817
New
Increased
Reduced
Closed

Top Buys

1
+$4.56M
2
+$4.45M
3
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.74M

Top Sells

1
+$10M
2
+$4.63M
3
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.22M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
776
– –
-10,686
777
– –
-4,823
778
– –
-21,831
779
– –
-1,635
780
– –
-8,841
781
– –
-7,530
782
– –
-48,936
783
– –
-92,248
784
– –
-10,471
785
– –
-7,450
786
– –
-3,692
787
– –
-11,113
788
– –
-9,620
789
– –
-5,195
790
– –
-8,483
791
– –
-6,552
792
– –
-3,047
793
– –
-34,411
794
– –
-62,306
795
– –
-1,403
796
– –
-1,140
797
– –
-15,193
798
– –
-7,926
799
– –
-105,168
800
– –
-14,775
29 30 31
32
33