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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52%
2 Technology 6.63%
3 Healthcare 6.25%
4 Energy 5.86%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
776
DELISTED
ODP
ODP
– –
-1,635
Closed -$140K
PICB icon
777
Invesco International Corporate Bond ETF
PICB
$355M
– –
-8,841
Closed -$251K
PKW icon
778
Invesco BuyBack Achievers ETF
PKW
$1.8B
– –
-7,530
Closed -$362K
PXE icon
779
Invesco Energy Exploration & Production ETF
PXE
$86.7M
– –
-48,936
Closed -$1.36M
QTEC icon
780
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.68B
– –
-92,248
Closed -$4.04M
RVT icon
781
Royce Value Trust
RVT
$2.29B
– –
-10,471
Closed -$150K
SPAB icon
782
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
– –
-7,450
Closed -$217K
SSYS icon
783
Stratasys
SSYS
$701M
– –
-3,692
Closed -$307K
STWD icon
784
Starwood Property Trust
STWD
$5.95B
– –
-11,113
Closed -$258K
UGI icon
785
UGI
UGI
$8.14B
– –
-9,620
Closed -$365K
ULTA icon
786
Ulta Beauty
ULTA
$24.1B
– –
-5,195
Closed -$664K
VRTX icon
787
Vertex Pharmaceuticals
VRTX
$138B
– –
-8,483
Closed -$1.01M
WDIV icon
788
State Street SPDR S&P Global Dividend ETF
WDIV
$291M
– –
-6,552
Closed -$424K
WPC icon
789
W.P. Carey
WPC
$16B
– –
-3,047
Closed -$209K
ORAN
790
DELISTED
Orange
ORAN
– –
-34,411
Closed -$582K
BKCC
791
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-62,306
Closed -$511K
SCU
792
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-1,403
Closed -$164K
ARNA
793
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-1,140
Closed -$40K
VTA
794
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-18,915
Closed -$224K
DL
795
DELISTED
China Distance Education Holdings Limited
DL
– –
-23,808
Closed -$390K
DNI
796
DELISTED
Dividend and Income Fund
DNI
– –
-15,193
Closed -$230K
EEP
797
DELISTED
Enbridge Energy Partners
EEP
– –
-7,926
Closed -$316K
ETP
798
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-105,168
Closed -$4.39M
LVL
799
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
– –
-14,775
Closed -$169K
BRCD
800
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-28,290
Closed -$335K
29 30 31
32
33

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 48% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.