SPC
DNI

Sigma Planning Corp’s Dividend and Income Fund DNI Stock Holding History

Sigma Planning Corp’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-15,193
Closed -$230K – 799
2014
Q4 		$230K Buy
+15,193
New +$242K 0.03% 595

Other funds holding DNI

OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Sigma Planning Corp's DNI Position: Q1 2015 in Review

Sigma Planning Corp sold out of Dividend and Income Fund (DNI) in Q1 2015, closing a stake of 15,193 shares — an estimated $230K sold.

Sigma Planning Corp first reported a position in DNI in Q4 2014 and held it in 1 quarter. The position peaked at $230K in Q4 2014. 27 funds tracked by Wall St. Rank hold DNI as of Q1 2015.

  • Sigma Planning Corp reported no remaining Dividend and Income Fund position as of Q1 2015 after selling out during the quarter.
  • Sigma Planning Corp sold 15,193 Dividend and Income Fund shares in Q1 2015, an estimated $230K.
  • Sigma Planning Corp first reported a position in Dividend and Income Fund in Q4 2014 and held it in 1 quarter.
  • Sigma Planning Corp's Dividend and Income Fund position peaked at $230K in Q4 2014.
  • 27 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q1 2015.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.