Sigma Planning Corp’s INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND VTA Stock Holding History

Sigma Planning Corp’s Portfolio VTA Stock Details VTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,048	Closed	-$122K	–	786
2016 Q2	$122K	Hold	11,048	–	–	0.02%	659
2016 Q1	$119K	Hold	11,048	–	–	0.02%	653
2015 Q4	$117K	Hold	11,048	–	–	0.02%	643
2015 Q3	$117K	Buy	+11,048	New	+$124K	0.02%	614
2015 Q1	–	Sell	-18,915	Closed	-$224K	–	797
2014 Q4	$224K	Buy	+18,915	New	+$224K	0.03%	604

Other funds holding VTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Sigma Planning Corp's VTA Position: Q3 2016 in Review

Sigma Planning Corp sold out of INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) in Q3 2016, closing a stake of 11,048 shares — an estimated $122K sold.

Sigma Planning Corp first reported a position in VTA in Q4 2014 and held it in 5 quarters. The position peaked at $224K in Q4 2014. 67 funds tracked by Wall St. Rank hold VTA as of Q3 2016.

Sigma Planning Corp reported no remaining INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND position as of Q3 2016 after selling out during the quarter.
Sigma Planning Corp sold 11,048 INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND shares in Q3 2016, an estimated $122K.
Sigma Planning Corp first reported a position in INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2014 and held it in 5 quarters.
Sigma Planning Corp's INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND position peaked at $224K in Q4 2014.
67 funds tracked by Wall St. Rank held INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND as of Q3 2016.

Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.