We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $553K | 0.02% |
27,077
+794
| +3% | +$17.4K |
|
727
First Trust Financials AlphaDEX Fund
FXO
$1.13B
| $553K | 0.02% |
13,505
+2,911
| +27% | +$120K |
|
728
S&P Global
SPGI
$131B
| $551K | 0.02% |
1,645
-41
| -2% | -$13.5K |
|
729
Cue Biopharma
CUE
$136M
| $549K | 0.02% |
6,424
+143
| +2% | +$13.1K |
|
730
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
| $546K | 0.02% |
27,381
+4,132
| +18% | +$82.2K |
|
|
VRN
731
DELISTED
Veren
VRN
| $545K | 0.02% |
76,200
+300
| +0.4% | +$2.23K |
|
732
Xerox
XRX
$357M
| $544K | 0.02% |
37,232
+1,137
| +3% | +$17.1K |
|
733
Apollo Global Management
APO
$71.7B
| $543K | 0.02% |
8,505
+9
| +0.1% | +$535 |
|
734
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
| $542K | 0.02% |
17,403
+1,212
| +7% | +$37.7K |
|
735
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
| $540K | 0.02% |
9,276
-700
| -7% | -$39.3K |
|
736
Encore Capital Group
ECPG
$1.98B
| $539K | 0.02% |
11,233
-641
| -5% | -$30.9K |
|
737
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
| $537K | 0.02% |
25,558
-39,402
| -61% | -$789K |
|
738
Microchip Technology
MCHP
$42.3B
| $536K | 0.02% |
7,631
-99
| -1% | -$6.82K |
|
739
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.3B
| $536K | 0.02% |
11,284
-1,454
| -11% | -$69.3K |
|
740
Lennar Class A
LEN
$20.4B
| $535K | 0.02% |
6,106
-255
| -4% | -$20.7K |
|
741
Edwards Lifesciences
EW
$47.9B
| $534K | 0.02% |
7,162
-27
| -0.4% | -$2.08K |
|
742
MSCI
MSCI
$41.5B
| $527K | 0.02% |
1,132
+44
| +4% | +$20.5K |
|
743
Public Service Enterprise Group
PEG
$39.4B
| $527K | 0.02% |
8,593
+2,500
| +41% | +$145K |
|
744
Etsy
ETSY
$7.9B
| $523K | 0.02% |
4,366
+640
| +17% | +$73.2K |
|
745
OFS Capital
OFS
$45.4M
| $522K | 0.02% |
51,405
+4,929
| +11% | +$48.2K |
|
746
First Trust Securitized Plus ETF
DEED
$80.1M
| $521K | 0.02% |
24,702
-5,374
| -18% | -$114K |
|
747
Gaming and Leisure Properties
GLPI
$12.8B
| $521K | 0.02% |
9,995
-1,122
| -10% | -$56K |
|
748
ON Semiconductor
ON
$34.5B
| $519K | 0.02% |
8,313
+354
| +4% | +$23.6K |
|
749
iShares Global Healthcare ETF
IXJ
$4.09B
| $518K | 0.02% |
6,107
-128
| -2% | -$10.6K |
|
750
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
| $516K | 0.02% |
7,213
+2,786
| +63% | +$197K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.