Sigma Planning Corp’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Sigma Planning Corp’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-8,262	Closed	-$224K	–	1328
2025 Q3	$224K	Buy	+8,262	New	+$214K	0.01%	1170
2023 Q2	–	Sell	-24,862	Closed	-$527K	–	1263
2023 Q1	$527K	Sell	24,862 -696	-3%	-$15K	0.02%	771
2022 Q4	$537K	Sell	25,558 -39,402	-61%	-$789K	0.02%	737
2022 Q3	$1.2M	Buy	64,960 +16,236	+33%	+$340K	0.05%	393
2022 Q2	$1.04M	Buy	48,724 +10,792	+28%	+$255K	0.04%	447
2022 Q1	$954K	Buy	37,932 +2,497	+7%	+$64.3K	0.03%	559
2021 Q4	$925K	Sell	35,435 -30,030	-46%	-$784K	0.03%	580
2021 Q3	$1.76M	Sell	65,465 -14,830	-18%	-$407K	0.05%	356
2021 Q2	$2.25M	Buy	80,295 +10,436	+15%	+$291K	0.07%	301
2021 Q1	$1.84M	Buy	69,859 +14,091	+25%	+$374K	0.06%	330
2020 Q4	$1.41M	Sell	55,768 -14,924	-21%	-$344K	0.05%	355
2020 Q3	$1.53M	Sell	70,692 -645	-0.9%	-$14.7K	0.06%	302
2020 Q2	$1.5M	Buy	71,337 +14,789	+26%	+$294K	0.07%	287
2020 Q1	$995K	Buy	56,548 +25,053	+80%	+$589K	0.06%	319
2019 Q4	$836K	Buy	31,495 +10,787	+52%	+$265K	0.04%	453
2019 Q3	$487K	Buy	20,708 +4,688	+29%	+$113K	0.02%	583
2019 Q2	$404K	Buy	16,020 +362	+2%	+$8.81K	0.02%	623
2019 Q1	$392K	Buy	+15,658	New	+$388K	0.02%	579
2018 Q3	–	Sell	-15,317	Closed	-$396K	–	968
2018 Q2	$396K	Buy	15,317 +8,103	+112%	+$228K	0.03%	529
2018 Q1	$211K	Buy	+7,214	New	+$213K	0.02%	757

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Sigma Planning Corp's FEM Position: Q4 2025 in Review

Sigma Planning Corp sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2025, closing a stake of 8,262 shares — an estimated $224K sold.

Sigma Planning Corp first reported a position in FEM in Q1 2018 and held it in 20 quarters. The position peaked at $2.25M in Q2 2021. 116 funds tracked by Wall St. Rank hold FEM as of Q4 2025.

Sigma Planning Corp reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Sigma Planning Corp sold 8,262 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2025, an estimated $224K.
Sigma Planning Corp first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q1 2018 and held it in 20 quarters.
Sigma Planning Corp's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.25M in Q2 2021.
116 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2025.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.