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First Trust Emerging Markets AlphaDEX Fund

121 hedge funds and large institutions have $353M invested in First Trust Emerging Markets AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

23% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 40

13% more capital invested

Capital invested by funds: $313M → $353M (+$39.3M)

3% more funds holding

Funds holding: 118121 (+3)

1.88% more ownership

Funds ownership: 62.68%64.56% (+1.9%)

Holders
121
Holders Change
+3
Holders Change %
+2.54%
% of All Funds
2.11%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
49
Reduced
40
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.6M -$3.48M -124,791 -5%
Wells Fargo
2
Wells Fargo
California
$53.3M +$8.8M +315,822 +20%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.2M +$6.76M +242,722 +41%
LPL Financial
4
LPL Financial
California
$22.2M +$1.26M +45,288 +6%
UBS Group
5
UBS Group
Switzerland
$14.8M -$408K -14,624 -3%
Bank of America
6
Bank of America
North Carolina
$14.5M -$235K -8,421 -2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.6M -$8.35M -299,675 -38%
PAG
8
Private Advisor Group
New Jersey
$11.7M +$380K +13,623 +3%
Citadel Advisors
9
Citadel Advisors
Florida
$11.5M +$1.98M +71,183 +21%
EWM
10
Empirical Wealth Management
Washington
$10.5M +$2.14M +76,629 +26%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$8.76M -$255K -9,136 -3%
Osaic Holdings
12
Osaic Holdings
Arizona
$7.85M +$713K +25,600 +10%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$5.32M +$2.69M +96,510 +103%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$5.16M +$4.16M +149,188 +422%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4.95M
AAS
16
Avantax Advisory Services
Texas
$4.94M +$333K +11,947 +7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.89M +$204K +7,315 +4%
Jane Street
18
Jane Street
New York
$4.6M +$830K +29,796 +22%
Stifel Financial
19
Stifel Financial
Missouri
$3.64M -$739K -26,506 -17%
KPWS
20
Kestra Private Wealth Services
Texas
$3.22M +$671K +24,084 +26%
IA
21
IFP Advisors
Florida
$3.06M +$237K +8,504 +8%
OMC
22
Old Mission Capital
Illinois
$2.9M +$283K +10,172 +11%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.85M +$19.3K +692 +0.7%
RJA
24
Raymond James & Associates
Florida
$2.77M -$25.1K -902 -0.9%
SPC
25
Sigma Planning Corp
Michigan
$2.25M +$291K +10,436 +15%

FEM Hedge Fund Activity: Q2 2021 in Review

121 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q2 2021, worth a combined $353M — up 13% from $313M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FEM positions and 10 closed out — a net gain of 4 holders — while 49 added to existing stakes and 40 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.8M. The largest seller was Envestnet Asset Management, cutting an estimated $8.35M.

  • 121 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q2 2021, up from 118 in Q1 2021.
  • Funds reported $353M of First Trust Emerging Markets AlphaDEX Fund stock for Q2 2021, up 13% quarter-over-quarter.
  • 14 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q2 2021 and 10 closed out, a net change of +4 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q2 2021 was Wells Fargo, an estimated $8.8M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q2 2021 was Envestnet Asset Management, an estimated $8.35M sold.

Based on aggregated 13F filings for Q2 2021.