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First Trust Emerging Markets AlphaDEX Fund
FEM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.1M +$10M +309,088 +11%
LPL Financial
2
LPL Financial
California
$72.3M +$15.8M +488,349 +28%
Wells Fargo
3
Wells Fargo
California
$47.1M +$4.03M +124,525 +9%
Bank of America
4
Bank of America
North Carolina
$42.3M +$581K +17,955 +1%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$28M +$849K +26,228 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$25.8M -$881K -27,232 -3%
First Trust Advisors
7
First Trust Advisors
Illinois
$21.5M -$2.8M -86,418 -11%
UBS Group
8
UBS Group
Switzerland
$20.7M -$987K -30,496 -5%
EWM
9
Empirical Wealth Management
Washington
$20.4M +$621K +19,187 +3%
Raymond James Financial
10
Raymond James Financial
Florida
$18.6M +$4.47M +138,118 +31%
TAM
11
TCP Asset Management
Ohio
$14.6M +$479K +14,788 +3%
SA
12
Sanctuary Advisors
Indiana
$11.8M -$327K -10,112 -3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$11.6M -$2.62M -81,066 -18%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$11.5M -$184K -5,670 -2%
AssetMark Inc
15
AssetMark Inc
California
$11.4M +$1.15M +35,463 +11%
State of Wisconsin Investment Board
16
State of Wisconsin Investment Board
Wisconsin
$10M – – –
Bank of New York Mellon
17
Bank of New York Mellon
New York
$7.14M -$160K -4,956 -2%
BEI
18
Benjamin Edwards Inc
Missouri
$4.75M +$232K +7,161 +5%
GSWM
19
Greenup Street Wealth Management
Michigan
$4.38M +$5.37K +166 +0.1%
HighTower Advisors
20
HighTower Advisors
Illinois
$4.3M -$534K -16,492 -11%
HI
21
Harbour Investments
Wisconsin
$4.3M +$2.44M +75,382 +128%
AI
22
Atria Investments
North Carolina
$3.97M +$185K +5,710 +5%
IA
23
IFP Advisors
Florida
$3.75M +$296K +9,135 +8%
IWC
24
Integrated Wealth Concepts
Massachusetts
$3.69M +$2.94M +90,910 +373%
KWM
25
Kingsview Wealth Management
Oregon
$3.54M +$585K +18,071 +19%
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