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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.6M +$30.6M +1,232,040 +53%
Wells Fargo
2
Wells Fargo
California
$88.2M +$26.2M +1,057,669 +43%
Bank of America
3
Bank of America
North Carolina
$40.7M +$13.7M +554,249 +52%
UBS Group
4
UBS Group
Switzerland
$24.3M +$12.9M +522,141 +116%
PAG
5
Private Advisor Group
New Jersey
$20.5M +$1.11M +44,955 +6%
LPL Financial
6
LPL Financial
California
$14.5M +$4.76M +191,908 +50%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$11.9M +$8.53M +344,026 +259%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.89M +$711K +28,681 +9%
HFS
9
HL Financial Services
Kentucky
$8.33M +$67.4K +2,720 +0.8%
AG
10
Advisor Group
Arizona
$7.72M +$1.18M +47,618 +18%
BTS
11
BB&T Securities
Virginia
$7.42M +$7.07M +285,035 +2,512%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$6.96M +$3.66M +147,780 +113%
PA
13
Pinnacle Associates
New York
$6.84M +$696K +28,082 +11%
RJA
14
Raymond James & Associates
Florida
$6.81M +$1.89M +76,385 +39%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4.95M +$4.39M +177,087 New
MML Investors Services
16
MML Investors Services
Massachusetts
$4.27M -$844K -34,027 -17%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$3.98M +$1.31M +52,957 +50%
JP Morgan Chase
18
JP Morgan Chase
New York
$3.79M -$236K -9,531 -6%
WI
19
Wintrust Investments
Illinois
$3.32M -$65.4K -2,636 -2%
DADC
20
D.A. Davidson & Co
Montana
$3.04M +$165K +6,653 +5%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.02M +$361K +14,552 +14%
Jane Street
22
Jane Street
New York
$2.92M +$2.43M +98,016 +520%
PWMAG
23
Pinnacle Wealth Management Advisory Group
New Jersey
$2.72M +$573K +23,115 +27%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.47M +$917K +36,997 +60%
CBFP
25
Cedar Brook Financial Partners
Ohio
$2.46M +$179K +7,202 +8%