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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57M +$34.4K +1,481 +0.1%
LPL Financial
2
LPL Financial
California
$27.3M +$759K +32,647 +3%
Bank of America
3
Bank of America
North Carolina
$25.9M +$679K +29,240 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$24.6M -$1.02M -44,043 -4%
Wells Fargo
5
Wells Fargo
California
$21.7M -$2.97M -127,803 -13%
EWM
6
Empirical Wealth Management
Washington
$14.9M +$770K +33,117 +6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.6M -$151K -6,519 -1%
UBS Group
8
UBS Group
Switzerland
$12.9M -$2.11M -90,601 -15%
SA
9
Sanctuary Advisors
Indiana
$12.6M +$877K +37,739 +8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$10.4M +$5.3M +227,947 +117%
Raymond James Financial
11
Raymond James Financial
Florida
$9.21M +$2.15M +92,616 +33%
State of Wisconsin Investment Board
12
State of Wisconsin Investment Board
Wisconsin
$7.71M
Bank of New York Mellon
13
Bank of New York Mellon
New York
$6.76M +$43.1K +1,857 +0.7%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.19M -$193K -8,296 -3%
AssetMark Inc
15
AssetMark Inc
California
$5.27M +$816K +35,099 +20%
PAG
16
Private Advisor Group
New Jersey
$4.47M -$103K -4,429 -2%
OMC
17
Old Mission Capital
Illinois
$3.2M -$6.15M -264,590 -67%
KWM
18
Kingsview Wealth Management
Oregon
$3.15M -$105K -4,500 -3%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$2.83M +$1.6M +68,677 +147%
AI
20
Atria Investments
North Carolina
$2.26M +$448K +19,265 +26%
MFG
21
Midwest Financial Group
Kansas
$2.25M -$80.7K -3,474 -4%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.08M +$192K +8,271 +11%
PFS
23
Prospera Financial Services
Texas
$1.63M -$10.1K -436 -0.7%
Jane Street
24
Jane Street
New York
$1.6M -$820K -35,302 -35%
BEI
25
Benjamin Edwards Inc
Missouri
$1.56M +$241K +10,384 +19%