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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.4M -$1.03M -51,887 -2%
Wells Fargo
2
Wells Fargo
California
$32.7M -$5.17M -260,479 -14%
Bank of America
3
Bank of America
North Carolina
$21.9M -$11.4M -571,967 -35%
AFA
4
American Financial Advisors
Georgia
$20.5M +$825K +41,564 +5%
LPL Financial
5
LPL Financial
California
$14.1M -$624K -31,416 -4%
UBS Group
6
UBS Group
Switzerland
$13.5M -$6.89M -347,189 -35%
PAG
7
Private Advisor Group
New Jersey
$13.3M +$1.17M +58,950 +10%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.9M +$2.1M +105,956 +21%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$10.3M +$467K +23,542 +5%
EWM
10
Empirical Wealth Management
Washington
$7.79M -$171K -8,598 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.85M -$5.97M -300,749 -48%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$4.95M
Qube Research & Technologies (QRT)
13
Qube Research & Technologies (QRT)
United Kingdom
$4.07M +$2.57M +129,663 +202%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$4.06M -$359K -18,081 -9%
Osaic Holdings
15
Osaic Holdings
Arizona
$3.89M -$886K -44,613 -19%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.45M +$258K +13,012 +9%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$3.42M +$111K +5,580 +4%
AAS
18
Avantax Advisory Services
Texas
$2.52M +$549K +27,654 +30%
Stifel Financial
19
Stifel Financial
Missouri
$2.45M -$4.14M -208,633 -64%
RJA
20
Raymond James & Associates
Florida
$2.35M -$1.03M -51,807 -32%
EWM
21
EPG Wealth Management
Georgia
$2.13M +$72.8K +3,669 +4%
WI
22
Wintrust Investments
Illinois
$2.11M -$171K -8,624 -8%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.57M -$1.11M -55,823 -43%
IA
24
IFP Advisors
Florida
$1.56M +$328K +16,516 +29%
LFG
25
Larson Financial Group
Missouri
$1.53M +$233K +11,737 +19%