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First Trust Emerging Markets AlphaDEX Fund
FEM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.2M -$1.46M -56,578 -3%
Wells Fargo
2
Wells Fargo
California
$34.1M +$2.3M +89,420 +7%
LPL Financial
3
LPL Financial
California
$17.7M +$5.26M +204,139 +41%
Bank of America
4
Bank of America
North Carolina
$16.3M +$3.22M +124,909 +24%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M +$983K +38,165 +7%
UBS Group
6
UBS Group
Switzerland
$12.2M +$633K +24,570 +5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.89M -$291K -11,302 -3%
EWM
8
Empirical Wealth Management
Washington
$9.55M -$885K -34,371 -8%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$7.18M -$2M -77,513 -21%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$5.51M +$442K +17,176 +8%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$5.34M +$31.4K +1,219 +0.6%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$5.08M +$298K +11,576 +6%
KAS
13
Kestra Advisory Services
Texas
$4.29M +$459K +17,810 +12%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.08M -$739K -28,670 -13%
MML Investors Services
15
MML Investors Services
Massachusetts
$3.54M -$1.09M -42,270 -23%
Citadel Advisors
16
Citadel Advisors
Florida
$2.97M -$379K -14,696 -11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.75M -$285K -11,077 -9%
RJA
18
Raymond James & Associates
Florida
$2.36M +$27.4K +1,064 +1%
PAG
19
Private Advisor Group
New Jersey
$2.27M -$4.68M -181,771 -67%
OMC
20
Old Mission Capital
Illinois
$2.14M +$1.81M +70,294 +477%
IA
21
IFP Advisors
Florida
$1.87M +$442K +17,144 +36%
AWS
22
Atria Wealth Solutions
New York
$1.78M +$1.82M +70,764 New
AAS
23
Avantax Advisory Services
Texas
$1.67M +$12.6K +490 +0.7%
SAM
24
SignalPoint Asset Management
Missouri
$1.61M +$642K +24,928 +64%
KWM
25
Kingsview Wealth Management
Oregon
$1.59M +$4.35K +169 +0.3%
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