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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.4M +$1.07M +39,545 +2%
LPL Financial
2
LPL Financial
California
$37.6M +$3.29M +122,038 +10%
Wells Fargo
3
Wells Fargo
California
$32.3M -$215K -7,990 -0.7%
Bank of America
4
Bank of America
North Carolina
$28.7M +$546K +20,261 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$26.9M -$343K -12,734 -1%
EWM
6
Empirical Wealth Management
Washington
$16.6M +$100K +3,711 +0.6%
UBS Group
7
UBS Group
Switzerland
$16.5M -$1.05M -38,947 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$15.6M -$218K -8,108 -1%
Raymond James Financial
9
Raymond James Financial
Florida
$12.1M +$2.45M +90,847 +26%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$12M -$174K -6,473 -1%
SA
11
Sanctuary Advisors
Indiana
$11.3M -$2.79M -103,449 -20%
State of Wisconsin Investment Board
12
State of Wisconsin Investment Board
Wisconsin
$8.58M
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$7.99M +$160K +5,957 +2%
PAG
14
Private Advisor Group
New Jersey
$7.58M +$2.63M +97,722 +54%
AssetMark Inc
15
AssetMark Inc
California
$6.22M +$216K +8,017 +4%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$5.99M -$1.36M -50,596 -19%
AI
17
Atria Investments
North Carolina
$2.73M -$239K -8,881 -8%
KWM
18
Kingsview Wealth Management
Oregon
$2.72M -$703K -26,084 -21%
BEI
19
Benjamin Edwards Inc
Missouri
$2.34M +$405K +15,052 +21%
PFS
20
Prospera Financial Services
Texas
$2.05M +$86.4K +3,208 +4%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.9M -$51.6K -1,917 -3%
PS
22
Principal Securities
Iowa
$1.87M -$21.4K -795 -1%
MFG
23
Midwest Financial Group
Kansas
$1.87M -$619K -22,999 -25%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$1.74M +$107K +3,962 +7%
AWM
25
AE Wealth Management
Kansas
$1.54M -$92.6K -3,438 -6%