Principal Securities’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Principal Securities’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.55M	Sell	48,483 -21,138	-30%	-$684K	0.02%	642
2026 Q1	$2.09M	Buy	69,621 +1,117	+2%	+$33.3K	0.03%	475
2025 Q4	$1.87M	Sell	68,504 -795	-1%	-$21.4K	0.03%	502
2025 Q3	$1.88M	Buy	69,299 +9,939	+17%	+$258K	0.03%	477
2025 Q2	$1.46M	Buy	59,360 +2,912	+5%	+$67.7K	0.03%	507
2025 Q1	$1.24M	Hold	56,448	–	–	0.03%	479
2024 Q4	$1.24M	Buy	56,448 +44	+0.1%	+$1K	0.03%	476
2024 Q3	$1.35M	Buy	56,404 +1,250	+2%	+$29.2K	0.03%	449
2024 Q2	$1.32M	Buy	55,154 +540	+1%	+$13K	0.04%	409
2024 Q1	$1.25M	Buy	54,614 +10,746	+24%	+$243K	0.04%	394
2023 Q4	$971K	Buy	+43,868	New	+$917K	0.04%	420

Other funds holding FEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities's FEM Position: Q2 2026 in Review

Principal Securities reduced its First Trust Emerging Markets AlphaDEX Fund (FEM) stake by 30% in Q2 2026, selling an estimated $684K and leaving 48,483 shares worth $1.55M. The position accounts for 0.02% of the portfolio, ranked #642.

Principal Securities first reported a position in FEM in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.09M in Q1 2026. 153 funds tracked by Wall St. Rank hold FEM as of Q2 2026.

Principal Securities held 48,483 shares of First Trust Emerging Markets AlphaDEX Fund worth $1.55M as of Q2 2026.
Principal Securities sold 21,138 First Trust Emerging Markets AlphaDEX Fund shares in Q2 2026, an estimated $684K.
First Trust Emerging Markets AlphaDEX Fund made up 0.02% of Principal Securities's portfolio in Q2 2026, its #642 holding.
Principal Securities first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.09M in Q1 2026.
153 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.