Principal Securities’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Principal Securities’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.09M	Buy	69,621 +1,117	+2%	+$33.3K	0.03%	475
2025 Q4	$1.87M	Sell	68,504 -795	-1%	-$21.4K	0.03%	502
2025 Q3	$1.88M	Buy	69,299 +9,939	+17%	+$258K	0.03%	477
2025 Q2	$1.46M	Buy	59,360 +2,912	+5%	+$67.7K	0.03%	507
2025 Q1	$1.24M	Hold	56,448	–	–	0.03%	479
2024 Q4	$1.24M	Buy	56,448 +44	+0.1%	+$1K	0.03%	476
2024 Q3	$1.35M	Buy	56,404 +1,250	+2%	+$29.2K	0.03%	449
2024 Q2	$1.32M	Buy	55,154 +540	+1%	+$13K	0.04%	409
2024 Q1	$1.25M	Buy	54,614 +10,746	+24%	+$243K	0.04%	394
2023 Q4	$971K	Buy	+43,868	New	+$917K	0.04%	420

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Principal Securities's FEM Position: Q1 2026 in Review

Principal Securities increased its First Trust Emerging Markets AlphaDEX Fund (FEM) stake by 1.6% in Q1 2026, buying an estimated $33.3K and bringing the position to 69,621 shares worth $2.09M. The position accounts for 0.03% of the portfolio, ranked #475.

Principal Securities first reported a position in FEM in Q4 2023 and has held it in 10 quarters since. 139 funds tracked by Wall St. Rank hold FEM as of Q1 2026.

Principal Securities held 69,621 shares of First Trust Emerging Markets AlphaDEX Fund worth $2.09M as of Q1 2026.
Principal Securities bought 1,117 First Trust Emerging Markets AlphaDEX Fund shares in Q1 2026, an estimated $33.3K.
First Trust Emerging Markets AlphaDEX Fund made up 0.03% of Principal Securities's portfolio in Q1 2026, its #475 holding.
Principal Securities first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2023 and has held it in 10 quarters since.
139 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.