We are live on ! Find out more
FEM icon

First Trust Emerging Markets AlphaDEX Fund
FEM

111 hedge funds and large institutions have $314M invested in First Trust Emerging Markets AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 44 increasing their positions, 42 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 42

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

3% less funds holding

Funds holding: 115 → 111 (-4)

8.83% less ownership

Funds ownership: 83.68% → 74.85% (-8.8%)

10% less capital invested

Capital invested by funds: $347M → $314M (-$33.1M)

Holders
111
Holders Change
-4
Holders Change %
-3.48%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
14
Increased
44
Reduced
42
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cetera Advisors
Colorado
+$7.68M
2
LPL Financial
LPL Financial
California
+$4.09M
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$1.48M
4
AI
Atria Investments
North Carolina
+$1.17M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$765K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$38M
2
Citadel Advisors
Citadel Advisors
Florida
-$6.13M
3
OMC
Old Mission Capital
Illinois
-$5.72M
4
Osaic Holdings
Osaic Holdings
Arizona
-$3.03M
5
First Trust Advisors
First Trust Advisors
Illinois
-$2.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.2M -$38M -1,681,019 -39%
Wells Fargo
2
Wells Fargo
California
$34.5M +$310K +13,714 +0.9%
LPL Financial
3
LPL Financial
California
$24.7M +$4.09M +180,865 +20%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$22.4M +$740K +32,676 +3%
Bank of America
5
Bank of America
North Carolina
$15.2M +$245K +10,813 +2%
UBS Group
6
UBS Group
Switzerland
$14.8M -$803K -35,494 -5%
EWM
7
Empirical Wealth Management
Washington
$13.9M -$136K -6,012 -1%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$11.8M +$18.4K +811 +0.2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$11.1M -$1.14M -50,170 -9%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$10.5M +$1.48M +65,598 +17%
LIA
11
Luken Investment Analytics
Tennessee
$9.12M -$319K -14,080 -3%
KWM
12
Kingsview Wealth Management
Oregon
$8.2M +$735K +32,466 +10%
CA
13
Cetera Advisors
Colorado
$8.12M +$7.68M +339,537 +2,217%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$6.28M +$226K +10,000 +4%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.75M +$765K +33,820 +26%
WP
16
WealthPLAN Partners
Nebraska
$3.23M +$97.4K +4,302 +3%
CASC
17
Coppell Advisory Solutions Corp
Texas
$2.65M +$2.62M +115,751 New
Jane Street
18
Jane Street
New York
$2.52M +$147K +6,506 +6%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.46M -$3.03M -133,767 -55%
AssetMark Inc
20
AssetMark Inc
California
$2.45M +$693K +30,622 +40%
MFG
21
Midwest Financial Group
Kansas
$2.07M +$23.9K +1,057 +1%
AAS
22
Avantax Advisory Services
Texas
$1.96M -$4.75K -210 -0.2%
RJA
23
Raymond James & Associates
Florida
$1.67M -$119K -5,244 -7%
OMC
24
Old Mission Capital
Illinois
$1.64M -$5.72M -252,702 -78%
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$1.55M -$708K -31,300 -32%
1
2 3 4 5

FEM Hedge Fund Activity: Q1 2024 in Review

111 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2024, worth a combined $314M — down 9.5% from $347M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FEM and 14 opened new positions — a net loss of 1 holder — while 42 trimmed existing stakes and 44 added.

The largest buyer was Cetera Advisors, adding an estimated $7.68M. The largest seller was Morgan Stanley, cutting an estimated $38M.

  • 111 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2024, down from 115 in Q4 2023.
  • Funds reported $314M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2024, down 9.5% quarter-over-quarter.
  • 14 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2024 and 15 closed out, a net change of -1 holder.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2024 was Cetera Advisors, an estimated $7.68M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $38M sold.

Based on aggregated 13F filings for Q1 2024.