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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

104 hedge funds and large institutions have $373M invested in First Trust Emerging Markets AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
-5
Holders Change %
-4.59%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
28
Reduced
51
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$13.8M
2
Stifel Financial
Stifel Financial
Missouri
$5.82M
3
EWM
Empirical Wealth Management
Washington
$4.13M
4
Jane Street
Jane Street
New York
$1.61M
5
LFG
Larson Financial Group
Missouri
$1.12M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$70.8M
2
Wells Fargo
Wells Fargo
California
$61.5M
3
BTS
BB&T Securities
Virginia
$423K
4
Bank of America
Bank of America
North Carolina
$35M
5
AG
Advisor Group
Arizona
$3.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$70.8M -$16.9M -717,407 -19%
Wells Fargo
2
Wells Fargo
California
$61.5M -$11.1M -469,822 -15%
Bank of America
3
Bank of America
North Carolina
$35M -$4.94M -209,835 -12%
UBS Group
4
UBS Group
Switzerland
$20.7M -$550K -23,382 -3%
PAG
5
Private Advisor Group
New Jersey
$20.1M +$1M +42,530 +5%
LPL Financial
6
LPL Financial
California
$18.3M -$396K -16,838 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$16.6M -$2.63M -111,884 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$13.8M +$4.21M +178,887 +44%
RJA
9
Raymond James & Associates
Florida
$8.42M -$1.29M -54,913 -13%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$8.42M +$791K +33,592 +10%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$7.48M -$321K -13,654 -4%
PA
12
Pinnacle Associates
New York
$5.84M -$1.16M -49,269 -17%
Stifel Financial
13
Stifel Financial
Missouri
$5.82M +$3.09M +131,271 +113%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$4.95M – – –
MML Investors Services
15
MML Investors Services
Massachusetts
$4.51M -$65.3K -2,775 -1%
DADC
16
D.A. Davidson & Co
Montana
$4.21M +$53.8K +2,287 +1%
EWM
17
Empirical Wealth Management
Washington
$4.13M +$2.6M +110,426 +170%
AG
18
Advisor Group
Arizona
$3.66M -$4.06M -172,401 -53%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.4M +$154K +6,523 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.15M +$172K +7,288 +6%
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$3M -$39.6K -1,679 -1%
GIA
22
Gladstone Institutional Advisory
Florida
$2.94M +$587K +24,944 +25%
WI
23
Wintrust Investments
Illinois
$2.57M +$52.6K +2,234 +2%
HH
24
Hilltop Holdings
Texas
$2.38M -$4.87K -207 -0.2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$2.3M -$846K -35,931 -27%
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