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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

34 hedge funds and large institutions have $271M invested in First Trust Emerging Markets AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
19
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$147M
2
Bank of America
2
Bank of America
North Carolina
$10.8M
3
U
3
UBS
Switzerland
$15.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$22.5M
5
Wells Fargo
5
Wells Fargo
California
$28.1M

Top Sellers

1
NA
1
Navellier & Associates
Nevada
$238K
2
HA
2
Hays Advisory
Tennessee
$15.4M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
IH
4
IFC Holdings
Florida
$996K
5
PFS
5
Prospera Financial Services
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$147M 5,919,648 +3,887,930 +191%
Wells Fargo
2
Wells Fargo
California
$28.1M 1,131,569 +87,245 +8%
Morgan Stanley
3
Morgan Stanley
New York
$22.5M 907,117 +129,777 +17%
HA
4
Hays Advisory
Tennessee
$15.4M 621,862 -210,131 -25%
U
5
UBS
Switzerland
$15.3M 616,878 +186,405 +43%
Bank of America
6
Bank of America
North Carolina
$10.8M 433,009 +258,058 +148%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$9.37M 377,395 -5,982 -2%
HFS
8
HL Financial Services
Kentucky
$3.37M 135,616 +8,988 +7%
LPL Financial
9
LPL Financial
California
$3.18M 128,094 +23,426 +22%
BTS
10
BB&T Securities
Virginia
$2.64M 10,626 +458 +5%
Jane Street
11
Jane Street
New York
$2.6M 104,593 +24,511 +31%
CS
12
Credit Suisse
Switzerland
$1.78M 71,626 +71,626 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.52M 61,159 +61,159 New
IH
14
IFC Holdings
Florida
$996K 40,303 -38,384 -49%
FHA
15
First Horizon Advisors
Tennessee
$930K 41,554 +3,360 +9%
PI
16
Placemark Investments
Illinois
$845K 34,000 +19,640 +137%
RJA
17
Raymond James & Associates
Florida
$666K 26,809 +5,820 +28%
CS
18
Comerica Securities
Michigan
$509K 20,514 +10,682 +109%
WEC
19
Winslow Evans & Crocker
Massachusetts
$494K 19,878 +19,878 New
SAM
20
SignalPoint Asset Management
Missouri
$472K 19,029 +6,532 +52%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$468K 18,830 +1,376 +8%
SI
22
Stephens Inc
Arkansas
$466K 18,784 -3,454 -16%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$444K 17,890 +4,165 +30%
Goldman Sachs
24
Goldman Sachs
New York
$414K 16,670 +2,629 +19%
B
25
Baird
Wisconsin
$273K 11,005 +11,005 New
1
2