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First Trust Emerging Markets AlphaDEX Fund

111 hedge funds and large institutions have $299M invested in First Trust Emerging Markets AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 39 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

18% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 39

7% more funds holding

Funds holding: 104111 (+7)

1.99% less ownership

Funds ownership: 75.18%73.19% (-2%)

9% less capital invested

Capital invested by funds: $330M → $299M (-$31.2M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
46
Reduced
39
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.2M -$2.49M -114,391 -4%
Wells Fargo
2
Wells Fargo
California
$34.9M +$1.8M +82,657 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.9M +$2.72M +124,847 +14%
LPL Financial
4
LPL Financial
California
$19.7M +$496K +22,724 +2%
UBS Group
5
UBS Group
Switzerland
$14.4M +$426K +19,548 +3%
Bank of America
6
Bank of America
North Carolina
$13.3M +$459K +21,048 +3%
EWM
7
Empirical Wealth Management
Washington
$13.3M -$301K -13,805 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$11.9M -$221K -10,136 -2%
OMC
9
Old Mission Capital
Illinois
$10.8M +$11M +505,888 +5,071%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$10.7M -$413K -18,941 -4%
LIA
11
Luken Investment Analytics
Tennessee
$8.38M -$10.2K -469 -0.1%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$7.66M +$97.2K +4,456 +1%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.59M +$996K +45,688 +17%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$5.85M +$260K +11,934 +4%
KWM
15
Kingsview Wealth Management
Oregon
$4.79M +$2.38M +109,159 +91%
Jane Street
16
Jane Street
New York
$4.6M -$4.29M -196,923 -47%
DF
17
Dunhill Financial
United Kingdom
$4.15M -$216K -9,922 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.88M -$4.65M -213,115 -53%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$2.63M -$12.6M -577,180 -82%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$2.6M -$30.7K -1,407 -1%
WP
21
WealthPLAN Partners
Nebraska
$2.25M +$138K +6,334 +6%
FTUS
22
Flow Traders U.S.
New York
$2.06M +$2.15M +98,590 New
MFG
23
Midwest Financial Group
Kansas
$1.82M +$89.7K +4,111 +5%
SCM
24
Sebold Capital Management
Illinois
$1.6M -$128K -5,848 -7%
RJA
25
Raymond James & Associates
Florida
$1.59M +$350K +16,050 +27%

FEM Hedge Fund Activity: Q3 2023 in Review

111 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2023, worth a combined $299M — down 9.5% from $330M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FEM positions and 5 closed out — a net gain of 7 holders — while 46 added to existing stakes and 39 trimmed.

The largest buyer was Old Mission Capital, adding an estimated $11M. The largest seller was First Trust Advisors, cutting an estimated $28.4M.

  • 111 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2023, up from 104 in Q2 2023.
  • Funds reported $299M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2023, down 9.5% quarter-over-quarter.
  • 12 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2023 and 5 closed out, a net change of +7 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2023 was Old Mission Capital, an estimated $11M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2023 was First Trust Advisors, an estimated $28.4M sold.

Based on aggregated 13F filings for Q3 2023.