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First Trust Emerging Markets AlphaDEX Fund

111 hedge funds and large institutions have $274M invested in First Trust Emerging Markets AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 39 increasing their positions, 46 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4.56% more ownership

Funds ownership: 58.51%63.07% (+4.6%)

4% more funds holding

Funds holding: 107111 (+4)

5% less capital invested

Capital invested by funds: $289M → $274M (-$15.2M)

15% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 46

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
1.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
39
Reduced
46
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.4M -$3.8M -145,658 -7%
Wells Fargo
2
Wells Fargo
California
$33.1M -$7.52M -287,961 -18%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.3M -$2.14M -82,097 -13%
Bank of America
4
Bank of America
North Carolina
$13.6M +$385K +14,768 +3%
LPL Financial
5
LPL Financial
California
$13.1M -$2.33M -89,262 -15%
UBS Group
6
UBS Group
Switzerland
$12M -$1.45M -55,578 -11%
Jane Street
7
Jane Street
New York
$11.8M +$8.42M +322,701 +249%
EWM
8
Empirical Wealth Management
Washington
$10.8M +$1.44M +55,200 +15%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$10.6M +$32.8K +1,256 +0.3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$9.47M +$2.08M +79,519 +28%
PAG
11
Private Advisor Group
New Jersey
$7.1M -$3.51M -134,302 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.85M -$232K -8,877 -4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$5.51M +$1.45M +55,626 +36%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$5.27M +$181K +6,949 +4%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4.97M +$4.97M +190,562 New
MML Investors Services
16
MML Investors Services
Massachusetts
$4.77M +$466K +17,838 +11%
FCM
17
Fourpath Capital Management
Oklahoma
$4.45M +$4.45M +170,414 New
KAS
18
Kestra Advisory Services
Texas
$3.98M +$2.82M +108,172 +243%
Citadel Advisors
19
Citadel Advisors
Florida
$3.46M +$822K +31,501 +31%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.14M -$147K -5,644 -4%
Stifel Financial
21
Stifel Financial
Missouri
$2.43M -$954K -36,559 -28%
RJA
22
Raymond James & Associates
Florida
$2.42M +$77.6K +2,972 +3%
IWC
23
Integrated Wealth Concepts
Massachusetts
$2.18M -$166K -6,355 -7%
KPWS
24
Kestra Private Wealth Services
Texas
$1.82M -$5.77K -221 -0.3%
AAS
25
Avantax Advisory Services
Texas
$1.73M -$523K -20,053 -23%

FEM Hedge Fund Activity: Q4 2021 in Review

111 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q4 2021, worth a combined $274M — down 5.2% from $289M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FEM positions and 12 closed out — a net gain of 5 holders — while 39 added to existing stakes and 46 trimmed.

The largest buyer was Jane Street, adding an estimated $8.42M. The largest seller was Wells Fargo, cutting an estimated $7.52M.

  • 111 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q4 2021, up from 107 in Q3 2021.
  • Funds reported $274M of First Trust Emerging Markets AlphaDEX Fund stock for Q4 2021, down 5.2% quarter-over-quarter.
  • 17 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q4 2021 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q4 2021 was Jane Street, an estimated $8.42M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.52M sold.

Based on aggregated 13F filings for Q4 2021.