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First Trust Emerging Markets AlphaDEX Fund

46 hedge funds and large institutions have $76.1M invested in First Trust Emerging Markets AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

34% more capital invested

Capital invested by funds: $57M → $76.1M (+$19.2M)

9.89% more ownership

Funds ownership: 41.79%51.69% (+9.9%)

10% more funds holding

Funds holding: 4246 (+4)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.2M +$753K +36,540 +5%
Wells Fargo
2
Wells Fargo
California
$15.7M +$5.92M +287,127 +61%
Bank of America
3
Bank of America
North Carolina
$10.6M +$72.4K +3,514 +0.7%
HFS
4
HL Financial Services
Kentucky
$7.23M +$3.03M +147,119 +73%
UBS Group
5
UBS Group
Switzerland
$3.28M +$1.39M +67,573 +75%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.2M +$408K +19,826 +15%
CCA
7
Clearwater Capital Advisors
Illinois
$2.5M +$58.5K +2,838 +2%
OMC
8
Old Mission Capital
Illinois
$2.02M +$1.47M +71,535 +276%
SAM
9
SignalPoint Asset Management
Missouri
$1.65M +$334K +16,225 +26%
LPL Financial
10
LPL Financial
California
$1.61M +$595K +28,886 +59%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.29M -$5.13K -249 -0.4%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.09M +$14.4K +699 +1%
HighTower Advisors
13
HighTower Advisors
Illinois
$841K +$519K +25,195 +164%
JP Morgan Chase
14
JP Morgan Chase
New York
$765K +$758K +36,775 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$706K -$18.3K -887 -3%
RPG
16
Risk Paradigm Group
Texas
$690K +$685K +33,271 New
Ameriprise
17
Ameriprise
Minnesota
$621K +$20.4K +990 +3%
EWM
18
Empirical Wealth Management
Washington
$602K +$412 +20 +0.1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$601K -$195K -9,456 -25%
FWM
20
Frontier Wealth Management
Missouri
$513K +$48.1K +2,337 +10%
JIP
21
Jaffetilchin Investment Partners
Florida
$493K +$145K +7,043 +42%
RJA
22
Raymond James & Associates
Florida
$386K -$124K -6,022 -24%
Stifel Financial
23
Stifel Financial
Missouri
$381K -$264K -12,803 -41%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$338K +$335K +16,285 New
M&T Bank
25
M&T Bank
New York
$323K +$321K +15,571 New

FEM Hedge Fund Activity: Q3 2016 in Review

46 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2016, worth a combined $76.1M — up 34% from $57M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEM positions and 3 closed out — a net gain of 5 holders — while 19 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.92M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $773K.

  • 46 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2016, up from 42 in Q2 2016.
  • Funds reported $76.1M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2016, up 34% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $5.92M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2016 was Raymond James Financial Services Advisors, an estimated $773K sold.

Based on aggregated 13F filings for Q3 2016.