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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

46 hedge funds and large institutions have $76.1M invested in First Trust Emerging Markets AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$15.7M
2
HFS
2
HL Financial Services
Kentucky
$7.23M
3
OMC
3
Old Mission Capital
Illinois
$2.02M
4
UBS Group
4
UBS Group
Switzerland
$3.28M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$765K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$264K
2
FTUS
2
Flow Traders U.S.
New York
$10K
3
Jane Street
3
Jane Street
New York
$0
4
Stifel Financial
4
Stifel Financial
Missouri
$381K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$601K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.2M 779,738 +36,540 +5%
Wells Fargo
2
Wells Fargo
California
$15.7M 758,921 +287,127 +61%
Bank of America
3
Bank of America
North Carolina
$10.6M 512,528 +3,514 +0.7%
HFS
4
HL Financial Services
Kentucky
$7.23M 348,331 +147,119 +73%
UBS Group
5
UBS Group
Switzerland
$3.28M 157,980 +67,573 +75%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.2M 154,095 +19,826 +15%
CCA
7
Clearwater Capital Advisors
Illinois
$2.5M 121,154 +2,838 +2%
OMC
8
Old Mission Capital
Illinois
$2.02M 97,424 +71,535 +276%
SAM
9
SignalPoint Asset Management
Missouri
$1.65M 79,726 +16,225 +26%
LPL Financial
10
LPL Financial
California
$1.61M 77,943 +28,886 +59%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.29M 62,229 -249 -0.4%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.09M 52,497 +699 +1%
HighTower Advisors
13
HighTower Advisors
Illinois
$841K 40,518 +25,195 +164%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$765K 36,775 +36,775 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$706K 34,001 -887 -3%
RPG
16
Risk Paradigm Group
Texas
$690K 33,271 +33,271 New
Ameriprise
17
Ameriprise
Minnesota
$621K 29,919 +990 +3%
EWM
18
Empirical Wealth Management
Washington
$602K 29,024 +20 +0.1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$601K 28,943 -9,456 -25%
FWM
20
Frontier Wealth Management
Missouri
$513K 24,699 +2,337 +10%
JIP
21
Jaffetilchin Investment Partners
Florida
$493K 23,752 +7,043 +42%
RJA
22
Raymond James & Associates
Florida
$386K 18,606 -6,022 -24%
Stifel Financial
23
Stifel Financial
Missouri
$381K 18,483 -12,803 -41%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$338K 16,285 +16,285 New
M&T Bank
25
M&T Bank
New York
$323K 15,571 +15,571 New
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