Ladenburg Thalmann Financial Services’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.75M	Buy	65,643 +4,241	+7%	+$104K	0.01%	948
2019 Q3	$1.45M	Sell	61,402 -2,230	-4%	-$53.9K	0.01%	1003
2019 Q2	$1.61M	Buy	63,632 +9,792	+18%	+$238K	0.01%	914
2019 Q1	$1.35M	Sell	53,840 -1,054	-2%	-$26.1K	0.01%	989
2018 Q4	$1.25M	Buy	54,894 +9,826	+22%	+$230K	0.01%	904
2018 Q3	$1.13M	Sell	45,068 -38,442	-46%	-$973K	0.01%	1048
2018 Q2	$2.45M	Hold	83,510	–	–	0.02%	617
2018 Q1	$2.45M	Buy	83,510 +4,442	+6%	+$131K	0.02%	617
2017 Q4	$2.21M	Sell	79,068 -391	-0.5%	-$10.7K	0.02%	640
2017 Q3	$2.17M	Buy	79,459 +7,677	+11%	+$200K	0.02%	584
2017 Q2	$1.68M	Sell	71,782 -42,861	-37%	-$981K	0.02%	670
2017 Q1	$2.62M	Buy	114,643 +53,519	+88%	+$1.2M	0.03%	467
2016 Q4	$1.24M	Sell	61,124 -1,105	-2%	-$22.6K	0.02%	730
2016 Q3	$1.29M	Sell	62,229 -249	-0.4%	-$5.13K	0.02%	664
2016 Q2	$1.2M	Sell	62,478 -17,210	-22%	-$322K	0.02%	672
2016 Q1	$1.53M	Buy	79,688 +39,199	+97%	+$679K	0.03%	519
2015 Q4	$727K	Sell	40,489 -24,057	-37%	-$455K	0.01%	830
2015 Q3	$1.16M	Buy	64,546 +8,267	+15%	+$166K	0.02%	576
2015 Q2	$1.29M	Buy	56,279 +3,091	+6%	+$75.3K	0.02%	577
2015 Q1	$1.18M	Buy	53,188 +4,430	+9%	+$97.1K	0.02%	614
2014 Q4	$1.05M	Buy	48,758 +4,085	+9%	+$93.7K	0.02%	575
2014 Q3	$1.06M	Buy	44,673 +3,446	+8%	+$88.4K	0.03%	481
2014 Q2	$1.04M	Buy	41,227 +14,334	+53%	+$351K	0.03%	497
2014 Q1	$644K	Buy	26,893 +8,063	+43%	+$190K	0.02%	634
2013 Q4	$468K	Buy	18,830 +1,376	+8%	+$34.3K	0.01%	709
2013 Q3	$424K	Sell	17,454 -1,920	-10%	-$45.7K	0.01%	716
2013 Q2	$446K	Buy	+19,374	New	+$491K	0.02%	670

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FEM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Emerging Markets AlphaDEX Fund (FEM) stake by 6.9% in Q4 2019, buying an estimated $104K and bringing the position to 65,643 shares worth $1.75M. The position accounts for 0.01% of the portfolio, ranked #948.

Ladenburg Thalmann Financial Services first reported a position in FEM in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.62M in Q1 2017. 126 funds tracked by Wall St. Rank hold FEM as of Q4 2019.

Ladenburg Thalmann Financial Services held 65,643 shares of First Trust Emerging Markets AlphaDEX Fund worth $1.75M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 4,241 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2019, an estimated $104K.
First Trust Emerging Markets AlphaDEX Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #948 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.62M in Q1 2017.
126 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.