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First Trust Emerging Markets AlphaDEX Fund

40 hedge funds and large institutions have $317M invested in First Trust Emerging Markets AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

more repeat investments, than reductions

Existing positions increased: | Existing positions reduced:

more funds holding in top 10

Funds holding in top 10:

less ownership

Funds ownership:

less funds holding

Funds holding:

16% less capital invested

Capital invested by funds: $376M → $317M (-$58.7M)

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

Holders
40
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

1 +$7.3M
2 +$5.51M
3 +$3.85M
4
Bank of America
Bank of America
North Carolina
+$2.63M
5
Goldman Sachs
Goldman Sachs
New York
+$967K

Top Sellers

1 -$43.6M
2 -$9.13M
3 -$3.44M
4
FHA
First Horizon Advisors
Tennessee
-$2.79M
5
LPL Financial
LPL Financial
California
-$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
1
$206M
2
$23.3M
3
$18.7M
4
$11.8M
5
$8.8M
6
$8.28M
7
$7.14M
8
$5.59M
9
$4.62M
10
$3.14M
11
$2.19M
12
$2.18M
13
$2.13M
14
$1.85M
15
$1.66M
16
$1.65M
17
$1.06M
18
$1.03M
19
$944K
20
$896K
21
$593K
22
$469K
23
$449K
24
$415K
25
$262K