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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

40 hedge funds and large institutions have $317M invested in First Trust Emerging Markets AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 11 closing their positions.

Holders
40
Holders Change
-5
Holders Change %
-11.11%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
20
Reduced
14
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$7.14M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$5.6M
3
Wells Fargo
3
Wells Fargo
California
$23.3M
4
Bank of America
4
Bank of America
North Carolina
$8.28M
5
Goldman Sachs
5
Goldman Sachs
New York
$896K

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$206M
2
HA
2
Hays Advisory
Tennessee
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$18.7M
4
FHA
4
First Horizon Advisors
Tennessee
$0
5
LPL Financial
5
LPL Financial
California
$1.66M
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$206M 8,678,149 -1,700,133 -16%
Wells Fargo
2
Wells Fargo
California
$23.3M 982,607 +149,939 +18%
Morgan Stanley
3
Morgan Stanley
New York
$18.7M 788,171 -133,997 -15%
U
4
UBS
Switzerland
$11.8M 495,915 +35,112 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.8M 370,442 -26,904 -7%
Bank of America
6
Bank of America
North Carolina
$8.28M 348,661 +102,650 +42%
Jane Street
7
Jane Street
New York
$7.14M 300,389 +284,426 +1,782%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$5.6M 235,496 +214,774 +1,036%
HFS
9
HL Financial Services
Kentucky
$4.62M 194,510 +23,652 +14%
CS
10
Credit Suisse
Switzerland
$3.14M 132,337 +868 +0.7%
PI
11
Placemark Investments
Illinois
$2.19M 92,207 -6,862 -7%
BTS
12
BB&T Securities
Virginia
$2.18M 9,162 -367 -4%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.13M 89,606 -9,646 -10%
VFS
14
VSR Financial Services
Kansas
$1.85M 77,815 +36,948 +90%
LPL Financial
15
LPL Financial
California
$1.66M 71,204 -51,719 -42%
B
16
Baird
Wisconsin
$1.65M 69,521 +11,630 +20%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.06M 44,673 +3,446 +8%
RJA
18
Raymond James & Associates
Florida
$1.04M 43,559 +10,603 +32%
IH
19
IFC Holdings
Florida
$944K 39,817 +978 +3%
Goldman Sachs
20
Goldman Sachs
New York
$896K 37,694 +37,694 New
SAM
21
SignalPoint Asset Management
Missouri
$593K 24,958 +1,940 +8%
WEC
22
Winslow Evans & Crocker
Massachusetts
$469K 19,732 -706 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$449K 18,885 -901 -5%
FHC
24
First Heartland Consultants
Missouri
$415K 17,450 +6,200 +55%
DADC
25
D.A. Davidson & Co
Montana
$262K 11,030 +600 +6%
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