Baird’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Baird’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-69,521	Closed	-$1.65M	–	1294
2014 Q3	$1.65M	Buy	69,521 +11,630	+20%	+$298K	0.02%	510
2014 Q2	$1.46M	Buy	+57,891	New	+$1.42M	0.02%	567
2014 Q1	–	Sell	-11,005	Closed	-$273K	–	1127
2013 Q4	$273K	Buy	+11,005	New	+$274K	﹤0.01%	999

Other funds holding FEM

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Baird's FEM Position: Q4 2014 in Review

Baird sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2014, closing a stake of 69,521 shares — an estimated $1.65M sold.

Baird first reported a position in FEM in Q4 2013 and held it in 3 quarters. The position peaked at $1.65M in Q3 2014. 40 funds tracked by Wall St. Rank hold FEM as of Q4 2014.

Baird reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Baird sold 69,521 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2014, an estimated $1.65M.
Baird first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2013 and held it in 3 quarters.
Baird's First Trust Emerging Markets AlphaDEX Fund position peaked at $1.65M in Q3 2014.
40 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2014.

Based on Baird's 13F filing for Q4 2014, filed 12 Feb 2015.