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First Trust Emerging Markets AlphaDEX Fund

37 hedge funds and large institutions have $269M invested in First Trust Emerging Markets AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

9% more funds holding

Funds holding: 3437 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $271M → $269M (-$2.43M)

2.17% less ownership

Funds ownership: 80.6%78.44% (-2.2%)

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
17
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$161M +$19.2M +815,545 +14%
Wells Fargo
2
Wells Fargo
California
$20.4M -$6.59M -280,180 -25%
Morgan Stanley
3
Morgan Stanley
New York
$19.7M -$1.97M -83,848 -9%
U
4
UBS
Switzerland
$11.3M -$3.39M -143,989 -23%
HA
5
Hays Advisory
Tennessee
$8.54M -$6.24M -265,284 -43%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.28M -$1.73M -73,474 -19%
Bank of America
7
Bank of America
North Carolina
$6.93M -$3.38M -143,624 -33%
Jane Street
8
Jane Street
New York
$4.92M +$2.38M +101,113 +97%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$4.47M +$4.39M +186,776 New
HFS
10
HL Financial Services
Kentucky
$4.03M +$769K +32,704 +24%
BTS
11
BB&T Securities
Virginia
$2.65M +$10.7K +453 +4%
LPL Financial
12
LPL Financial
California
$2.64M -$417K -17,715 -14%
FTUS
13
Flow Traders U.S.
New York
$2.44M +$2.4M +101,821 New
CS
14
Credit Suisse
Switzerland
$1.86M +$145K +6,151 +9%
PI
15
Placemark Investments
Illinois
$1.55M +$729K +30,976 +91%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.54M +$75.4K +3,207 +5%
IH
17
IFC Holdings
Florida
$894K -$50.6K -2,153 -5%
Creative Planning
18
Creative Planning
Kansas
$694K +$682K +29,000 New
RJA
19
Raymond James & Associates
Florida
$677K +$34.1K +1,449 +5%
FHA
20
First Horizon Advisors
Tennessee
$656K -$347K -14,748 -35%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$644K +$190K +8,063 +43%
SAM
22
SignalPoint Asset Management
Missouri
$577K +$119K +5,065 +27%
CS
23
Comerica Securities
Michigan
$522K +$30.7K +1,305 +6%
WEC
24
Winslow Evans & Crocker
Massachusetts
$461K -$14.3K -607 -3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$430K +$1.76K +75 +0.4%

FEM Hedge Fund Activity: Q1 2014 in Review

37 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2014, worth a combined $269M — down 0.89% from $271M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FEM positions and 3 closed out — a net gain of 3 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $19.2M. The largest seller was Wells Fargo, cutting an estimated $6.59M.

  • 37 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2014, up from 34 in Q4 2013.
  • Funds reported $269M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2014, down 0.89% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2014 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2014 was F-Squared Investment Management, an estimated $19.2M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2014 was Wells Fargo, an estimated $6.59M sold.

Based on aggregated 13F filings for Q1 2014.