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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

37 hedge funds and large institutions have $269M invested in First Trust Emerging Markets AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
17
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$161M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$4.47M
3
FTUS
3
Flow Traders U.S.
New York
$2.44M
4
Jane Street
4
Jane Street
New York
$4.93M
5
HFS
5
HL Financial Services
Kentucky
$4.03M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$20.4M
2
HA
2
Hays Advisory
Tennessee
$8.54M
3
U
3
UBS
Switzerland
$11.3M
4
Bank of America
4
Bank of America
North Carolina
$6.93M
5
Morgan Stanley
5
Morgan Stanley
New York
$19.7M
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$161M 6,735,193 +815,545 +14%
Wells Fargo
2
Wells Fargo
California
$20.4M 851,389 -280,180 -25%
Morgan Stanley
3
Morgan Stanley
New York
$19.7M 823,269 -83,848 -9%
U
4
UBS
Switzerland
$11.3M 472,889 -143,989 -23%
HA
5
Hays Advisory
Tennessee
$8.54M 356,578 -265,284 -43%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.28M 303,921 -73,474 -19%
Bank of America
7
Bank of America
North Carolina
$6.93M 289,385 -143,624 -33%
Jane Street
8
Jane Street
New York
$4.93M 205,706 +101,113 +97%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$4.47M 186,776 +186,776 New
HFS
10
HL Financial Services
Kentucky
$4.03M 168,320 +32,704 +24%
BTS
11
BB&T Securities
Virginia
$2.65M 11,079 +453 +4%
LPL Financial
12
LPL Financial
California
$2.64M 110,379 -17,715 -14%
FTUS
13
Flow Traders U.S.
New York
$2.44M 101,821 +101,821 New
CS
14
Credit Suisse
Switzerland
$1.86M 77,777 +6,151 +9%
PI
15
Placemark Investments
Illinois
$1.55M 64,976 +30,976 +91%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.54M 64,366 +3,207 +5%
IH
17
IFC Holdings
Florida
$894K 38,150 -2,153 -5%
Creative Planning
18
Creative Planning
Kansas
$694K 29,000 +29,000 New
RJA
19
Raymond James & Associates
Florida
$677K 28,258 +1,449 +5%
FHA
20
First Horizon Advisors
Tennessee
$656K 26,806 -14,748 -35%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$644K 26,893 +8,063 +43%
SAM
22
SignalPoint Asset Management
Missouri
$577K 24,094 +5,065 +27%
CS
23
Comerica Securities
Michigan
$522K 21,819 +1,305 +6%
WEC
24
Winslow Evans & Crocker
Massachusetts
$461K 19,271 -607 -3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$430K 17,965 +75 +0.4%
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