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First Trust Emerging Markets AlphaDEX Fund

118 hedge funds and large institutions have $313M invested in First Trust Emerging Markets AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

58% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 33

9% more capital invested

Capital invested by funds: $287M → $313M (+$26.5M)

6% more funds holding

Funds holding: 111118 (+7)

2.19% less ownership

Funds ownership: 64.86%62.68% (-2.2%)

Holders
118
Holders Change
+7
Holders Change %
+6.31%
% of All Funds
2.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
52
Reduced
33
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.4M +$2.52M +94,890 +4%
Wells Fargo
2
Wells Fargo
California
$42M +$3.76M +141,843 +10%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$20.7M +$2.5M +94,344 +14%
LPL Financial
4
LPL Financial
California
$19.8M +$5.77M +217,471 +41%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$15.4M +$2.51M +94,512 +19%
UBS Group
6
UBS Group
Switzerland
$14.3M +$785K +29,621 +6%
Bank of America
7
Bank of America
North Carolina
$13.9M +$1.05M +39,722 +8%
PAG
8
Private Advisor Group
New Jersey
$10.7M +$201K +7,569 +2%
Citadel Advisors
9
Citadel Advisors
Florida
$8.94M +$8.99M +338,977 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$8.5M +$2.03M +76,382 +31%
EWM
11
Empirical Wealth Management
Washington
$7.86M -$1.94M -73,115 -20%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.75M +$1.3M +49,056 +24%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$4.95M
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$4.42M +$80.8K +3,046 +2%
AAS
15
Avantax Advisory Services
Texas
$4.36M +$670K +25,273 +18%
Stifel Financial
16
Stifel Financial
Missouri
$4.13M +$238K +8,975 +6%
Jane Street
17
Jane Street
New York
$3.55M +$3.57M +134,608 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.67M -$1.94M -73,005 -42%
IA
19
IFP Advisors
Florida
$2.66M +$651K +24,534 +32%
AFA
20
American Financial Advisors
Georgia
$2.65M -$19.6M -740,411 -88%
RJA
21
Raymond James & Associates
Florida
$2.64M +$165K +6,226 +7%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$2.48M +$2.13M +80,346 +597%
OMC
23
Old Mission Capital
Illinois
$2.47M +$2.48M +93,589 New
KPWS
24
Kestra Private Wealth Services
Texas
$2.4M +$435K +16,414 +22%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.93M -$530K -19,974 -21%

FEM Hedge Fund Activity: Q1 2021 in Review

118 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2021, worth a combined $313M — up 9.2% from $287M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FEM positions and 9 closed out — a net gain of 11 holders — while 52 added to existing stakes and 33 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $8.99M. The largest seller was American Financial Advisors, cutting an estimated $19.6M.

  • 118 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2021, up from 111 in Q4 2020.
  • Funds reported $313M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2021, up 9.2% quarter-over-quarter.
  • 20 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2021 and 9 closed out, a net change of +11 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2021 was Citadel Advisors, an estimated $8.99M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2021 was American Financial Advisors, an estimated $19.6M sold.

Based on aggregated 13F filings for Q1 2021.