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First Trust Emerging Markets AlphaDEX Fund

94 hedge funds and large institutions have $182M invested in First Trust Emerging Markets AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 41 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 34

0.48% more ownership

Funds ownership: 62.25%62.73% (+0.48%)

9% less funds holding

Funds holding: 10394 (-9)

13% less capital invested

Capital invested by funds: $208M → $182M (-$26.1M)

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

Holders
94
Holders Change
-9
Holders Change %
-8.74%
% of All Funds
1.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
41
Reduced
34
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.4M -$3.48M -165,946 -9%
Wells Fargo
2
Wells Fargo
California
$23.7M -$2.69M -128,523 -9%
Bank of America
3
Bank of America
North Carolina
$12.5M -$3.57M -170,277 -20%
LPL Financial
4
LPL Financial
California
$11.6M -$87.5K -4,177 -0.7%
EWM
5
Empirical Wealth Management
Washington
$10.9M +$1.13M +53,932 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.56M -$224K -10,712 -2%
UBS Group
7
UBS Group
Switzerland
$8.07M -$1.18M -56,428 -11%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$7.89M +$711K +33,937 +9%
Jane Street
9
Jane Street
New York
$6.76M +$7.19M +342,866 +1,523%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.97M -$409K -19,498 -7%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$4.86M +$345K +16,484 +7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.38M +$385K +18,393 +8%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.13M +$411K +19,602 +10%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$3.84M +$216K +10,304 +5%
Citadel Advisors
15
Citadel Advisors
Florida
$2.24M +$2.23M +106,566 +724%
IA
16
IFP Advisors
Florida
$2M +$95.6K +4,562 +7%
KWM
17
Kingsview Wealth Management
Oregon
$1.9M +$606K +28,915 +39%
RJA
18
Raymond James & Associates
Florida
$1.65M +$183K +8,714 +11%
CPIG
19
Chicago Partners Investment Group
Illinois
$1.58M +$281K +13,417 +20%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.42M -$622K -29,662 -28%
WIM
21
WealthPlan Investment Management
Nebraska
$1.33M +$1.33M +63,587 New
AAS
22
Avantax Advisory Services
Texas
$1.32M +$23.1K +1,102 +2%
FTUS
23
Flow Traders U.S.
New York
$1.3M +$1.47M +70,272 New
DAS
24
Dynamic Advisor Solutions
Arizona
$1.26M +$204K +9,737 +17%
SPC
25
Sigma Planning Corp
Michigan
$1.2M +$340K +16,236 +33%

FEM Hedge Fund Activity: Q3 2022 in Review

94 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2022, worth a combined $182M — down 13% from $208M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FEM and 5 opened new positions — a net loss of 9 holders — while 34 trimmed existing stakes and 41 added.

The largest buyer was Jane Street, adding an estimated $7.19M. The largest seller was Bank of America, cutting an estimated $3.57M.

  • 94 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2022, down from 103 in Q2 2022.
  • Funds reported $182M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2022, down 13% quarter-over-quarter.
  • 5 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2022 and 14 closed out, a net change of -9 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2022 was Jane Street, an estimated $7.19M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2022 was Bank of America, an estimated $3.57M sold.

Based on aggregated 13F filings for Q3 2022.