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First Trust Emerging Markets AlphaDEX Fund

41 hedge funds and large institutions have $61.2M invested in First Trust Emerging Markets AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

18% less funds holding

Funds holding: 5041 (-9)

26.08% less ownership

Funds ownership: 73.9%47.82% (-26%)

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

72% less capital invested

Capital invested by funds: $216M → $61.2M (-$155M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
41
Holders Change
-9
Holders Change %
-18%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
16
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$1.14M +57,025 +7%
Wells Fargo
2
Wells Fargo
California
$9.98M -$9.65M -481,696 -47%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$6.33M +$7.04M +351,443 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.08M -$1.77M -88,415 -28%
HFS
5
HL Financial Services
Kentucky
$3.18M -$75.7K -3,779 -2%
Bank of America
6
Bank of America
North Carolina
$2.93M -$1.39M -69,174 -30%
SAM
7
SignalPoint Asset Management
Missouri
$2.21M +$102K +5,107 +4%
Jane Street
8
Jane Street
New York
$2M +$729K +36,400 +49%
Goldman Sachs
9
Goldman Sachs
New York
$1.84M -$937K -46,777 -31%
EWM
10
Empirical Wealth Management
Washington
$1.83M +$1.55M +77,232 +314%
UBS Group
11
UBS Group
Switzerland
$1.19M -$3.29M -164,082 -71%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.16M +$166K +8,267 +15%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.16M -$2.84M -141,704 -69%
OMC
14
Old Mission Capital
Illinois
$1.13M +$1.03M +51,571 +467%
LPL Financial
15
LPL Financial
California
$984K +$70.2K +3,508 +7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$769K -$61.6K -3,075 -7%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$717K -$1.13M -56,280 -59%
FWM
18
Frontier Wealth Management
Missouri
$690K +$306K +15,299 +66%
FIM
19
Freedom Investment Management
Connecticut
$552K +$437K +21,805 +239%
Citadel Advisors
20
Citadel Advisors
Florida
$405K -$350K -17,475 -44%
Stifel Financial
21
Stifel Financial
Missouri
$376K -$61.2K -3,057 -13%
IH
22
IFC Holdings
Florida
$295K +$101K +5,032 +44%
Ameriprise
23
Ameriprise
Minnesota
$257K +$47.2K +2,357 +20%
CPIG
24
Chicago Partners Investment Group
Illinois
$245K
RJA
25
Raymond James & Associates
Florida
$240K -$278K -13,880 -51%

FEM Hedge Fund Activity: Q3 2015 in Review

41 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2015, worth a combined $61.2M — down 72% from $216M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEM and 4 opened new positions — a net loss of 7 holders — while 15 trimmed existing stakes and 16 added.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $7.04M. The largest seller was Wells Fargo, cutting an estimated $9.65M.

  • 41 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2015, down from 50 in Q2 2015.
  • Funds reported $61.2M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2015, down 72% quarter-over-quarter.
  • 4 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2015 and 11 closed out, a net change of -7 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $7.04M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2015 was Wells Fargo, an estimated $9.65M sold.

Based on aggregated 13F filings for Q3 2015.