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First Trust Emerging Markets AlphaDEX Fund

111 hedge funds and large institutions have $331M invested in First Trust Emerging Markets AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 58 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 33

4.72% more ownership

Funds ownership: 75.05%79.78% (+4.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $335M → $331M (-$3.89M)

4% less funds holding

Funds holding: 116111 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
111
Holders Change
-5
Holders Change %
-4.31%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
8
Increased
58
Reduced
33
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$64.9M +$1.23M +52,644 +2%
Wells Fargo
2
Wells Fargo
California
$31.5M -$1.75M -75,097 -5%
LPL Financial
3
LPL Financial
California
$28.6M +$1.68M +71,983 +6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$25.5M +$1.37M +58,450 +6%
Bank of America
5
Bank of America
North Carolina
$15.2M -$989K -42,337 -6%
UBS Group
6
UBS Group
Switzerland
$14.5M -$1.66M -71,016 -10%
EWM
7
Empirical Wealth Management
Washington
$13.3M -$760K -32,543 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$12.8M +$81.1K +3,471 +0.7%
SA
9
Sanctuary Advisors
Indiana
$10.1M +$784K +33,577 +8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$9.82M -$1.94M -82,996 -17%
LIA
11
Luken Investment Analytics
Tennessee
$8.95M -$150K -6,418 -2%
OMC
12
Old Mission Capital
Illinois
$7.86M +$7.34M +314,168 +2,236%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$6.8M +$97.1K +4,156 +1%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$5.57M -$5.25M -224,901 -49%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.33M +$273K +11,669 +7%
PAG
16
Private Advisor Group
New Jersey
$4.05M +$272K +11,655 +7%
KWM
17
Kingsview Wealth Management
Oregon
$3.94M -$4.51M -193,199 -54%
AssetMark Inc
18
AssetMark Inc
California
$3.74M +$549K +23,509 +18%
CAS
19
Coppell Advisory Solutions
Texas
$2.97M +$141K +6,041 +5%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$2.57M -$521K -22,285 -17%
Jane Street
21
Jane Street
New York
$2.46M +$932K +39,918 +64%
MFG
22
Midwest Financial Group
Kansas
$2.26M +$45.8K +1,961 +2%
AAS
23
Avantax Advisory Services
Texas
$2.03M -$425K -18,193 -18%
IWC
24
Integrated Wealth Concepts
Massachusetts
$1.97M +$703K +30,105 +58%
AWM
25
AE Wealth Management
Kansas
$1.93M +$306K +13,091 +19%

FEM Hedge Fund Activity: Q3 2024 in Review

111 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2024, worth a combined $331M — down 1.2% from $335M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEM and 8 opened new positions — a net loss of 4 holders — while 33 trimmed existing stakes and 58 added.

The largest buyer was International Assets Investment Management, adding an estimated $19.2M. The largest seller was Cetera Investment Advisers, cutting an estimated $5.25M.

  • 111 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2024, down from 116 in Q2 2024.
  • Funds reported $331M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2024, down 1.2% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2024 and 12 closed out, a net change of -4 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $19.2M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2024 was Cetera Investment Advisers, an estimated $5.25M sold.

Based on aggregated 13F filings for Q3 2024.