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First Trust Emerging Markets AlphaDEX Fund
FEM

104 hedge funds and large institutions have $330M invested in First Trust Emerging Markets AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 50 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 27

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

14% more capital invested

Capital invested by funds: $290M → $330M (+$39.7M)

5% more funds holding

Funds holding: 99 → 104 (+5)

4.66% more ownership

Funds ownership: 70.52% → 75.18% (+4.7%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.39M

Holders
104
Holders Change
+5
Holders Change %
+5.05%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
50
Reduced
27
Closed
10
Calls
–
Puts
$1.39M
Net Calls
-$1.39M
Net Calls Change
-$1.39M

Top Buyers

1
LIA
Luken Investment Analytics
Tennessee
+$8.57M
2
Morgan Stanley
Morgan Stanley
New York
+$7.72M
3
Jane Street
Jane Street
New York
+$6.81M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.89M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.64M

Top Sellers

1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$3.32M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.59M
3
DAS
Dynamic Advisor Solutions
Arizona
-$945K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$836K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$796K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.4M +$7.72M +362,070 +16%
Wells Fargo
2
Wells Fargo
California
$33.6M +$2.47M +115,810 +8%
First Trust Advisors
3
First Trust Advisors
Illinois
$28.2M +$853K +40,024 +3%
LPL Financial
4
LPL Financial
California
$19.5M +$311K +14,609 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$18.6M +$2.64M +123,878 +16%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$14.9M -$3.32M -155,696 -18%
UBS Group
7
UBS Group
Switzerland
$14.2M +$2.24M +104,945 +19%
EWM
8
Empirical Wealth Management
Washington
$13.8M -$600K -28,133 -4%
Bank of America
9
Bank of America
North Carolina
$13.1M +$1.11M +52,244 +9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$12.3M -$836K -39,225 -6%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$11.2M +$1.15M +53,968 +11%
Jane Street
12
Jane Street
New York
$8.84M +$6.81M +319,613 +327%
LIA
13
Luken Investment Analytics
Tennessee
$8.52M +$8.57M +402,103 +8,042,060%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$8.45M +$2.89M +135,408 +51%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.68M +$8.74K +410 +0.1%
Osaic Holdings
16
Osaic Holdings
Arizona
$5.73M +$333K +15,638 +6%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$5.68M +$2.15M +100,719 +60%
DF
18
Dunhill Financial
United Kingdom
$4.48M +$4.46M +209,288 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$2.67M +$1.39M +65,017 +106%
KWM
20
Kingsview Wealth Management
Oregon
$2.55M +$13.7K +644 +0.5%
CPIG
21
Chicago Partners Investment Group
Illinois
$2.45M -$8.59K -403 -0.4%
WP
22
WealthPLAN Partners
Nebraska
$2.15M +$538K +25,248 +33%
MFG
23
Midwest Financial Group
Kansas
$1.76M +$109K +5,101 +7%
SCM
24
Sebold Capital Management
Illinois
$1.75M -$292K -13,682 -14%
AAS
25
Avantax Advisory Services
Texas
$1.58M +$22.4K +1,051 +1%
1
2 3 4 5

FEM Hedge Fund Activity: Q2 2023 in Review

104 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q2 2023, worth a combined $330M — up 14% from $290M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FEM positions and 10 closed out — a net gain of 6 holders — while 50 added to existing stakes and 27 trimmed.

The largest buyer was Luken Investment Analytics, adding an estimated $8.57M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $3.32M.

  • 104 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q2 2023, up from 99 in Q1 2023.
  • Funds reported $330M of First Trust Emerging Markets AlphaDEX Fund stock for Q2 2023, up 14% quarter-over-quarter.
  • 16 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q2 2023 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q2 2023 was Luken Investment Analytics, an estimated $8.57M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q2 2023 was Carson Wealth (CWM LLC), an estimated $3.32M sold.

Based on aggregated 13F filings for Q2 2023.