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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.5M +$514K +21,371 +0.8%
Wells Fargo
2
Wells Fargo
California
$33.3M -$2.79M -116,043 -8%
LPL Financial
3
LPL Financial
California
$26.9M +$991K +41,237 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$24M +$606K +25,229 +3%
UBS Group
5
UBS Group
Switzerland
$16.2M +$756K +31,480 +5%
Bank of America
6
Bank of America
North Carolina
$16.2M +$233K +9,711 +1%
EWM
7
Empirical Wealth Management
Washington
$14.1M -$508K -21,138 -3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$12.7M +$290K +12,052 +2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$11.8M +$193K +8,046 +2%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$11M -$73.2K -3,045 -0.7%
SA
11
Sanctuary Advisors
Indiana
$9.83M +$10M +417,001 New
LIA
12
Luken Investment Analytics
Tennessee
$9.09M -$461K -19,187 -5%
KWM
13
Kingsview Wealth Management
Oregon
$8.56M -$21.7K -904 -0.3%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$6.7M +$118K +4,923 +2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.05M +$125K +5,216 +3%
PAG
16
Private Advisor Group
New Jersey
$3.77M +$3.3M +137,170 +680%
AssetMark Inc
17
AssetMark Inc
California
$3.17M +$617K +25,664 +24%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.1M +$2.43M +101,327 +358%
CAS
19
Coppell Advisory Solutions
Texas
$2.8M +$2.81M +117,053 New
AAS
20
Avantax Advisory Services
Texas
$2.46M +$409K +17,013 +20%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.44M -$135K -5,604 -5%
MFG
22
Midwest Financial Group
Kansas
$2.21M +$44.3K +1,845 +2%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.76M +$1.77M +73,678 New
AWM
24
AE Wealth Management
Kansas
$1.61M +$170K +7,094 +12%
RJA
25
Raymond James & Associates
Florida
$1.55M -$196K -8,150 -11%