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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$125M -$95.7M -3,929,347 -42%
Wells Fargo
2
Wells Fargo
California
$23.8M +$4.65M +191,022 +23%
Morgan Stanley
3
Morgan Stanley
New York
$18.5M +$5.23M +214,854 +36%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.23M -$1.08M -44,170 -12%
Bank of America
5
Bank of America
North Carolina
$5.32M +$390K +16,025 +7%
UBS Group
6
UBS Group
Switzerland
$5.28M +$1.45M +59,592 +35%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$4.73M +$2.98M +122,452 +147%
HFS
8
HL Financial Services
Kentucky
$4.14M +$9.57K +393 +0.2%
Goldman Sachs
9
Goldman Sachs
New York
$3.42M +$174K +7,130 +5%
SAM
10
SignalPoint Asset Management
Missouri
$2.6M
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.21M -$1.88M -77,381 -45%
Jane Street
12
Jane Street
New York
$1.72M -$3.12M -128,034 -63%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.29M +$75.3K +3,091 +6%
LPL Financial
14
LPL Financial
California
$1.07M +$152K +6,233 +15%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.05M +$6.8K +279 +0.6%
RPG
16
Risk Paradigm Group
Texas
$1.03M +$40.5K +1,664 +4%
Citadel Advisors
17
Citadel Advisors
Florida
$917K -$4.49M -184,341 -82%
RJA
18
Raymond James & Associates
Florida
$624K -$75.6K -3,102 -10%
EWM
19
Empirical Wealth Management
Washington
$565K +$599K +24,609 New
Stifel Financial
20
Stifel Financial
Missouri
$550K +$583K +23,950 New
FWM
21
Frontier Wealth Management
Missouri
$529K +$561K +23,020 New
CS
22
Comerica Securities
Michigan
$433K -$9.38K -385 -2%
FTUS
23
Flow Traders U.S.
New York
$431K -$341K -13,992 -43%
DADC
24
D.A. Davidson & Co
Montana
$321K +$81.6K +3,350 +31%
CPIG
25
Chicago Partners Investment Group
Illinois
$312K -$7.48K -307 -2%