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First Trust Emerging Markets AlphaDEX Fund
FEM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53M -$2.1M -92,962 -4%
LPL Financial
2
LPL Financial
California
$24.7M -$2.51M -111,482 -9%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.9M -$152K -6,760 -0.6%
Bank of America
4
Bank of America
North Carolina
$23.4M -$310K -13,753 -1%
Wells Fargo
5
Wells Fargo
California
$23.1M -$7.24M -320,871 -24%
UBS Group
6
UBS Group
Switzerland
$14.1M +$807K +35,775 +6%
EWM
7
Empirical Wealth Management
Washington
$13.1M +$92.1K +4,084 +0.7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$12.8M +$367K +16,264 +3%
SA
9
Sanctuary Advisors
Indiana
$10.9M +$168K +7,467 +2%
OMC
10
Old Mission Capital
Illinois
$9.02M +$2.24M +99,226 +34%
State of Wisconsin Investment Board
11
State of Wisconsin Investment Board
Wisconsin
$7.17M +$7.08M +313,808 New
Raymond James Financial
12
Raymond James Financial
Florida
$6.45M +$310K +13,733 +5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$6.25M +$113K +4,996 +2%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$5.95M +$647K +28,692 +12%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.45M +$192K +8,503 +5%
PAG
16
Private Advisor Group
New Jersey
$4.26M +$236K +10,483 +6%
AssetMark Inc
17
AssetMark Inc
California
$4.1M -$109K -4,849 -3%
KWM
18
Kingsview Wealth Management
Oregon
$3.04M -$406K -18,021 -12%
Jane Street
19
Jane Street
New York
$2.3M -$1.13M -49,930 -33%
MFG
20
Midwest Financial Group
Kansas
$2.17M -$12.8K -566 -0.6%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.76M +$213K +9,441 +14%
AWM
22
AE Wealth Management
Kansas
$1.74M -$90.4K -4,010 -5%
AI
23
Atria Investments
North Carolina
$1.66M +$66.5K +2,947 +4%
PFS
24
Prospera Financial Services
Texas
$1.53M -$44.3K -1,963 -3%
CAS
25
Coppell Advisory Solutions
Texas
$1.4M -$1.59M -70,616 -53%
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